Blog

  • Albuquerque Journal – Outstanding Criminal Attorneys

    Lawyers Feel Duty to Make System Work

    Albuquerque-JournalOutstanding criminal attorneys also enjoy challenge and rewards

    Byline: Daniel J. Chacon Journal Staff Writer, Albuquerque Journal North 04/22/2001 Page: 1

    No one is supposed to be listening to their conversation, but Dan Marlowe’s husky voice echoes like thunder through the wooden frame of his downtown office door.
    Marlowe, a criminal defense lawyer in Santa Fe who has been practicing law for nearly three decades, is talking strategy with his client a young Eldorado man accused of molesting two boys he coached in soccer. Marlowe, 54 and a father of two who coaches soccer himself, believes his client is innocent, and he’s on a mission to prove it. Countless other defendants have relied on Marlowe to do the same for them; and more often than not, they leave a courtroom feeling emancipated. Marlowe often wins, and he gets a kick and a smile out of doing it, too. But Marlowe also is a man of principle. “In my business, people are entitled to the benefit of the doubt immediately,” he said. “I believe in the presumption of innocence. The fact is, (criminal defense lawyers) are defending everything everyone in this country holds dear, and that’s the Constitution.”

    Convincing yourself

    In a world with no shortage of attorneys there are 40 pages of attorney listings in the local Yellow Pages. Santa Fe is home to at least four lawyers who have built reputations of excelling in the art and science of criminal defense. Marlowe, one of the city’s most respected and sought-after defense attorneys who focuses strictly on criminal law, with his thunderous voice resembles a preacher reciting the Bible to his devoted congregation when he stands in front of a jury. He’s not alone.

    In the courtroom, attorney Stephen Aarons, 46, tries to break down barriers and transform himself into a juror’s best friend. Recently, Aarons represented a Santa Fe woman whom police arrested on allegations that she killed her infant and then tried to hide the crime by sticking her baby’s decaying body in a bloodied toilet. Aarons argued the baby was born dead, and jurors acquitted the woman of first-degree murder.
    If the practice of criminal defense was compared to boxing, Aarons would be the Mike Tyson of attorneys. Still, Aarons is soft-spoken and sympathetic. He is a husband and father who plays with his 5-year-old son, Ian, in their central Santa Fe townhouse on his days off. “You can’t be living in an ivory tower and be able to connect with jurors,” said Aarons, who drives a white, four-door Saturn with more than 100,000 miles on the odometer. “I think you gotta start out by convincing yourself,” he said. “Then, ‘How can I really show that to a jury?’ If we don’t pass the common-sense test, then we’re not going to succeed.”

    Doug Couleur, 43, is much more forceful with a jury even with a judge. He’s the type of lawyer who doesn’t waste time.
    Don’t ask Couleur, a physically fit Chicago native who started out in Santa Fe as a prosecutor in the District Attorney’s Office under the leadership of Chet Walter, for a wordy, colorful analogy that relates to his work. He won’t provide one. His comments are brief and to the point. “I like being the underdog, the black sheep,” said Couleur, whose clientele includes a large pool of people from rural northern New Mexico and police officers accused of wrongdoing. “Of course, there are no guarantees in this business, for either side.” Couleur, who also practices in federal court, said he represents a broad range of people. One of Couleur’s latest clients is a 29-year-old Capshaw Middle School teacher charged with contributing to the delinquency of a minor after one of her teen-age students was arrested on suspicion of drunken driving without a driver’s license. According to police she rode as his lone passenger late at night in her car. Couleur said the first cases he tried as a prosecutor taught him the responsibilities of a defense attorney. “As a prosecutor, you have an awesome power, and you need to exercise it with restraint and discretion, with the ultimate overriding philosophy that a prosecutor’s role is to seek justice, not to seek convictions,” he said.

    Val Whitley, a Spanish-speaking 47-year-old graduate of the University of New Mexico’s Law School, tried to start off his law career in 1989 locking up the type of clients he now defends. “(Then-District Attorney) Chet Walter wouldn’t hire me,” Whitley said. The Public Defender’s Office quickly hired Whitley, and then he went into private practice five years ago.
    The youngest among the four big-gun defense attorneys, Whitley might appear to be the most friendly and compassionate and the one you least want to cross. He is a vocal critic of the District Attorney’s Office, the treatment of inmates by Cornell Companies at the Santa Fe County Detention Center and reporters with poisonous pens.
    Whitley is passionate about his beliefs, and defending the accused is his strongest conviction.

    “Most of the people I deal with are ordinary people who get into a little bit of trouble,” Whitley said. Criminal defense lawyers “seem to catch the wrath of a lot of people. (But) I think people look to us for their last line of help.” Marlowe, whose father, Benjamin Fazio Marlowe, was a well-known criminal defense lawyer in Oakland, Calif., agrees. “A lot of people hire you to do the worrying for them,” Marlowe said. “They’re just people that are getting accused of crimes. Sometimes they’re guilty; sometimes they’re not. People who are charged with crimes, there’s a lot of them out there who are innocent.” And they pay the price emotionally and financially to prove it.

    Foot soldiers

    While none of the four attorneys interviewed would discuss their fees specifically, all of them said their services are worth the cost. Their fees are not set in stone either, they said. All four do pro bono work under contract with the Public Defender’s Office. Some of them, like Aarons, said they charge a flat fee in the neighborhood of $5,000. Marlowe said a defendant charged with first-degree murder might have to spend up to $65,000 if the case goes to trial (find cases at https://smithjonessolicitors.co.uk/road-traffic-accidents/motorcycle-accident-claims/).

    Marlowe, Aarons, Couleur and Whitley said they aren’t in the business of representing alleged criminals to get rich. Most of my clients are unable to afford an attorney,” Aarons said. “I’m not doing this for the money. If I were, I’d be an estate lawyer. I don’t really focus on the business of law.” None of them do.

    Being a lawyer is exciting and rewarding. It’s a challenge. Not only that, they like to argue. And they like to win. They also like helping people. But most of all, they believe they have a duty to make sure the criminal justice system works. “The stakes are high,” Couleur said. “Somebody’s liberty is at stake. I can never put it out of my mind that this person’s liberty is at stake.” While their work can be overwhelming at times, each of the four attorneys said they have learned to cope with the stress, whether it be through family or exercise.
    “I’ve seen the gamut of humanity, a broader gamut than you would see in most work places,” Aarons said. “The way I deal with it is I recognize that all I really am is a foot soldier,” he added. “I trust God in a lot of this stuff. He put me into this job. I’m just this foot soldier doing my best.”

    PHOTO: JOURNAL FILE
    PRESUMPTION OF INNOCENCE: Defense attorney Dan Marlowe, shown here with client Steve Ulibarri in 1999, says he is a strong believer in the presumption of innocence. Ulibarri made an Alford plea meaning there was no admission of guilt in 1999 to involuntary manslaughter in a fatal shooting.
    BREAKS DOWN BARRIERS: Defense attorney Stephen Aarons believes to make a successful argument he must first convince himself then figure out how to convince a jury. His client shown in this 1997 photo, Arthur “Bozo” Lopez, right, was convicted of murder in the stabbing death of a teacher.
    RELISHES BEING UNDERDOG: Defense attorney Douglas Couleur likes the role of the underdog. He’s shown here in 1999 with client Dolores Vigil, a former Espanola municipal judge who pleaded no contest to tampering with public records.
    PHOTO: JOURNAL FILE
    BEGAN AS PUBLIC DEFENDER: Defense attorney Val Whitley, shown here with client Manuela Arreola, wanted to begin his career as a prosecutor but instead took a job with the local Public Defender’s Office.

    Albuquerque Journal, 22 April 2001, page 1
    Copyright Albuquerque Journal. Reprinted with permission.

  • Defendant in Cabin Killings goes Free

    State will not retry Shaun Wilkins, charged as the triggerman in four gruesome Torreon murders

    By Joline Gutierrez Krueger JGLENN@ABQTRIB.COM

    Five years have passed since Shaun Wilkins was led away in handcuffs and charged as the triggerman in the Torreon cabin killings, one of the most horrifying multiple murders in recent New Mexico history. Most of those years sputtered on mercilessly behind bars. All of them were shattered by the increasing dread that his Wilkins name would forever be stained with the blood of the four victims: a fellow gang member and his girlfriend, both shot to death. and her two little boys left to crawl among the bodies until they. too, died, but of starvation, locked alone in a remote cabin high in the Manzano Mountains. On Friday, Wilkins’ name was cleared. District Attorney Clint Wellborn announced that he would not retry Wilkins for the killings, making him the second of four former defendants this year to walk free from the threat of retrial. …

    page A-2

    Relying simply on Popeleski’s testimony, which had once been considered key in the cases against the other three defendants, would be imprudent, Wellborn said, because at jury at his September 1999 trial in Estancia found his testimony unreliable enough to find him guilty of second-degree murder for the deaths of the two boys.

    “If we went to trial against Mr. Wilkins we would be asking a jury to now believe those same statements that the state had previously shown as unreliable,” Wellborn said.

    Wellborn also said that is was possible that Wilkins was in City’County Jail at the time prosecutors said he shot and killed Anaya and Sedillo.

    Prosecutors had pushed hard for the death penalty in Wilkins’ case, saying he was the brains and the triggerman in the killings.

    But after 20 days of testimony, nine jurors voted for conviction and three for acquittal. Jurors interviewed afterward said the state had relied too heavily on the horror and gruesomeness of the case and not enough on physical evidence that would have placed Wilkins at the scene of the killings. They also said they did not believe the testimony of the other gang members, who they believed were lying to save themselves.

    They believed Wilkins’ attorney Steve Aarons who had argued that there was no fingerprint, fiber or DNA at the cabin to indicate that his client had ever been to the Torreon cabin.

    Defense attorneys argued that it was Popeleski who acted alone, angered that Anaya lured h im to a party where he was “ranked out” of the 18th Street gang because they believed he was a police informant.

    And Aarons had pointed a finger at Albuquerque police gang unit Detective Juan DeReyes for coercing the other defendants into naming Wilkins as the killer. DeReyes, he said, had made it a personal mission to get Wilkins because he believed Wilkins was responsible for a drive-by shooting that damaged DeReyes’ car, which was parked outside his Westgate home.

    DeReyes is no longer a member of the Albuquerque Police Department, police spokeswoman Officer Beth Baland said. DeReyes could not be located for comment.

    Wilkins spent four of the last five years in the Penitentiary of New Mexico, often in solitary confinement, as he awaited his trial and then his retrial.

    Wilkins was finally released last year on his 23rd birthday after posting bond on $85,000 bail. Still, he wondered whether he would ever be completely free. “It was like, am I ever going to have a life again?” Wilkins said.

    On Friday, he got his answer.

    Wilkins, who had been know by his gang name “Sagger” for the type of pants he wore, said he has since severed the gang tied he had clung to since age 15. He spends h is days simply, working construction or assembly line jobs, playing video games, looking into enrolling in a computer programming course and preparing to get married.

    On Friday night, friends and family were expected to celebrate with a barbecue in his honor, he said. But he said h e knows the families of the victims might not be celebrating the dismissal of his charges.

    “I hope that they do have rest,” Wilkins said. “I didn’t do this. I hope they find the right people. That’s all I can tell them.”

     

  • Wilkins Set Free

    [column width=”1/1″ last=”true” title=”” title_type=”single” animation=”none” implicit=”true”]

    Wilkins Set Free

    Publication: Albuquerque Journal
    Date: 03/03/2001 Page: A1
    Headline: Last Defendant Goes Free
    Byline: Guillermo Contreras And Lloyd Jojola Journal Staff Writers
    TORREON CABIN KILLINGS
    Charges Dropped in Deaths of Boys, Couple

    Charges were dismissed Friday against the last of the four defendants charged in the deaths of a couple and two children at a remote cabin near Torreon in 1995.
    At a news conference Friday at the Albuquerque office of one of his attorneys, Shaun Wilkins, 23, expressed relief that 7th Judicial District Attorney Clint Wellborn had decided to dismiss all charges against him, including four counts of first-degree murder.
    “I still don’t believe it,” Wilkins said. “I’m sitting here like ‘phew, it’s been a long time of my life.’ ”
    His sister said Wilkins’ family planned a barbecue to celebrate. Wilkins said he is now out of gangs and working.
    Wilkins was tried in 1997 in Socorro in connection with the killings of Cassandra Sedillo, 23, her sons, Johnny Ray, 4, and Matthew Garcia, 3, and Sedillo’s boyfriend, Ben Anaya Jr., 17. It resulted in a mistrial.
    Sedillo and Anaya had been shot in the head. The boys were left inside the locked cabin and died later of thirst and hunger, investigators said.
    Relatives of Sedillo and Anaya expressed outrage at the decision to dismiss Wilkins’ case.
    “I don’t agree with it,” said Porfie Sedillo, the mother of Cassandra Sedillo and the grandmother to her two sons. “They’ve victimized us since the whole thing happened. We’ve had to go through misery for the past five years.”
    Shortly after Sedillo received the news, she called and told Emily Archuleta, the mother of Ben Anaya Jr.
    Archuleta was shaken by the news.
    “It messed up my whole life and look now, they’re letting him go,” Archuleta said as she sobbed during a telephone conversation.
    District Attorney Wellborn did not return phone calls seeking comment Friday.
    Deputy District Attorney Mark Pickering, who filed the dismissal paperwork Friday afternoon, also did not return a phone call seeking comment.
    The dismissal cites insufficient evidence, a lack of reliable witness statements and interviews with jurors in Wilkins’ first trial who believed the state’s case was weak against Wilkins.
    The document said the case was based largely on the statements of two of Wilkins’ now former co-defendants, Lawrence “Woody” Nieto and Shawn “Popcorn” Popeleski. Both men were convicted in separate trials.
    The motion, signed by Pickering, noted that the courts did not allow prosecutors to use Nieto’s videotaped statement to police implicating Wilkins and Roy “Eazy” Buchner in the slayings.
    That, Pickering pointed out, is the most incriminating statement.
    The motion also said a statement taken from Popeleski lacks credibility because he was convicted of murders he denied being involved in. Popeleski was convicted of second-degree murder in the deaths of Sedillo’s two young boys but was acquitted in the killings of Sedillo and Anaya.
    “In addition, the statement is vague and full of major inconsistencies,” Pickering’s motion said.
    The motion also pointed out that there is no physical evidence linking Wilkins to the commission of the crimes, and that jurors who were interviewed after Wilkins’ first trial “indicated that the state’s case was very weak ”
    Former 7th Judicial District Attorney Ron Lopez said he was not surprised Wilkins’ case was dismissed in light of Wellborn’s decision in January to dismiss charges against then co-defendant Buchner.
    But Lopez said he believed winning the Wilkins case was probable because the state Supreme Court’s refusal in October to overturn the convictions of Nieto also resulted in Nieto’s inability to plead his 5th Amendment right against self-incrimination.
    “I think it’s disappointing, especially given the fact that we had fought so hard over the last four years,” Lopez said in a telephone interview. “When Mr. Nieto’s conviction was affirmed by the Supreme Court, I think that gave us a much stronger case. At this point Mr. Nieto could not have used the 5th amendment as he had before.”
    Sedillo said she wanted to emphasize that the charges were dropped due to a lack of evidence and not because of a not guilty verdict.
    “It’s been hell,” Sedillo said. “People say you get over it, but you don’t get over it. It’s always with you. It’s there every day.”
    It wasn’t until late Friday afternoon that Sedillo said she received a call from a victim’s advocate from the District Attorney’s Office telling her of the decision.
    Wilkins and his attorneys, Stephen Aarons of Santa Fe and Kari Converse of Albuquerque, contended the prosecution was a personal vendetta by Juan DeReyes, a former gang detective with the Albuquerque Police Department. They also accused prosecutors under Lopez’s administration of withholding exculpatory evidence.
    They said DeReyes’ gang unit car was shot up by an Albuquerque gang and he assumed Wilkins was responsible. They said DeReyes took it personally, forcing Nieto and Popeleski to implicate Wilkins.
    “Woody and Popcorn’s statements changed what, eight times?” Wilkins said at the news conference.
    “In our society, intense pressure to solve horrible crimes sometimes leads to improper police work,” Aarons said. “We are seeing the results of that throughout the country as DNA evidence proves how many innocent people have been convicted of heinous crimes.”
    DeReyes and prosecutors under Lopez’s administration have denied that the case against Wilkins resulted from a personal vendetta. DeReyes could not be reached for comment Friday.
    Wilkins is scheduled for trial on charges of aggravated assault for an incident in December in which he allegedly attacked his father, Tim Jaquez, at his Albuquerque home.
    Attorney Converse said that should be taken care of soon. She did not elaborate.
    Archuleta said the long, drawn-out prosecution of the men charged in the cabin slayings took its toll on her.
    She was forced to leave her job after attending day after day of trial proceedings. She suffered from anxiety to the point that she was placed under the care of a doctor, she said.
    “How can you live with that, knowing that your son died,” she said.
    Both women criticized prosecutors for not keeping them informed about the case. Both felt the justice system let them down.
    “We can’t turn anywhere. The only place left to turn to is God, I guess,” Archuleta said. “He’s the only one who helps us.”
    Added Sedillo: “There is no justice in this world. But there is a higher power, and they will pay.”

    PHOTO: Color
    Shaun “Sagger” Wilkins, now 23, was accused of being the person who shot Cassandra Sedillo and Ben “Deuce” Anaya Jr. Jurors in Wilkins’ first trial in October 1997 deadlocked. On Friday, all charges against Wilkins were dismissed.

    PHOTO: Color
    Shawn “Popcorn” Popeleski, now 23, was convicted in September 1999 of two counts of second-degree murder for the deaths of Sedillo’s sons. He was acquitted of murder charges in the slayings of Anaya and Sedillo. Popeleski was sentenced last year to 16 1/2 years in prison.

    PHOTO: Color
    Lawrence “Woody” Nieto, now 23, was convicted by a Torrance County jury in 1997 of four counts of first-degree murder and other charges. He was sentenced to more than 130 years in prison. The state Supreme Court affirmed his conviction in October 2000.

    PHOTO: Color
    Roy “Eazy” Buchner, now 23, was accused of locking the cabin and sealing the fate of Sedillo’s two young boys, Johnny Ray and Matthew, who died of thirst and hunger. Jurors in Buchner’s first trial in 1997 deadlocked. In January, all charges against him were dismissed.

    PHOTOS: b/w
    The victims
    Ben “Deuce” Anaya Jr., 17, his girlfriend, Cassandra Sedillo, 23, and her sons, Johnny Ray Garcia, 4, and Matthew Garcia, 3, were found dead in April 1996 by Anaya’s father inside his cabin near Torreon, on the east face of the Manzano Mountains. Investigators later determined Anaya and Sedillo were shot to death in mid-December 1995 and the children died a few weeks later of thirst and hunger because they were locked inside the cabin without food or water.
    Horizontal Divider 25
    Add your logo here

    05/30/2011

    [/column]

  • Gregg Francis Braun Executed in Oklahoma

    [column width=”1/1″ last=”true” title=”” title_type=”single” animation=”none” implicit=”true”]

    Gregg Braun was sentenced to die for the 1989 murder of Gwendolyn Sue Miller, 31, in an $80 flower shop robbery in Ardmore, Oklahoma. A customer was shot in the head and robbed of $600 and the bookkeeper was also shot. He also murdered four other people in a multi-state crime spree. Each of the five murder victims was found shot in the back of the head with a .25-caliber handgun. After pleading guilty and receiving life sentences in both New Mexico and Kansas, Braun pled guilty without an agreement in Oklahoma and was sentenced to death for the murder of Miller. Braun was the son of a prominent lawyer and had a college degree in criminal justice.

    Gregg Braun – Executed July 20, 2000. (Compiled and Edited by Robert Peebles)

    Gregg Francis Braun, 39, was put to death by lethal injection at Oklahoma State Penitentiary in McAlester. He was pronounced dead at 12:17am. His execution was witnessed by 39 members of the five persons he had killed in 1989. Twelve of the witnesses watched the execution from a viewing room in the death chamber, while 27 watched through close-circuit television. Braun had requested only one witness, Rev Chi Peter Phung, a Catholic priest. Braun had asked his family members not to witness his execution.

    Braun was the 10th man put to death by the state this year and the 29th since the state resumed capital punishment in 1977. He was also the 55th person executed in the United States this year and the 653rd since the reinstatement of capital punishment.

    Background

    On July 19, 1989, Barbara Kochendorfer, 27, and Mary Rains, 28, both of Garden City, Kansas, were murdered. Each of the women worked in convenience stores in Garden City. They were abducted from their respective places of work in two separate incidents. Both women were shot in the head and their bodies were dumped in ditches three miles apart outside of town. The next day EP “Pete” Spurrier was murdered in his Pampa, Texas, photo processing shop. He had been shot in the head. One day after Spurrier’s murder, Gwendolyn Sue Miller, 31, was shot to death. Miller was working at Dodson’s Flower Shop in Ardmore, Oklahoma. She and two other women, JoAnn Beane (who also worked there) and Mary Mannings (apparently a customer), were forced to lie face down on the floor and then all three were shot in the back of the head. Beane and Mannings both survived. Two days later Geraldine Valdez, 48, a convenience store clerk in Springer, New Mexico, was shot and killed. All five murder victims were shot with a .25-caliber pistol.

    On Sunday, July 23, 1989, Michael Frank Greene, 37, of Inola, Oklahoma, was arrested in a Lawton, Oklahoma, hospital for the murder of Gwen Miller. He was also suspected of killing Kochendorfer and Rains in Kansas and Spurrier in Texas. Greene had been identified from a photo lineup by one of the survivors of the Ardmore shooting. Within hours of Greene’s arrest, Gregg Francis Braun, 28, was arrested in New Mexico for the murder of Valdez. At the time of his arrest, Braun, of Garden City, Kansas, allegedly implicated himself in the murder of Miller. On Wednesday, July 26, the murder charge against Greene for the slaying of Miller was dropped.

    By August 3rd Braun was the primary suspect in the murders of Kochendorfer and Rains in Kansas, Spurrier in Texas, and Miller in Oklahoma. On August 18 Braun was charged with first-degree murder for the shooting death of Miller. In April, 1990, Braun pled guilty but mentally ill to the New Mexico charge of the capital murder of Valdez. In September, 1991, Braun was sentenced to life in prison for the murder after jurors could not reach a consensus on the sentencing. Braun would have to serve a minimum of 36.5 years behind bars for the murder and robbery before being eligible for parole. Braun was sentenced to four life sentences and two sentences of 15 years to life for the murders/robberies in Kansas. The court ruled that these sentences must be served consecutively, meaning Braun would have to live past 100 to be eligible for parole.

    In August, 1993, Braun pled no contest to the robbery and murder charges against him in Ardmore. It was a “blind” plea (i.e. there was no deal with the prosecutor for a particular sentence in exchange for the plea.) On August 23, Judge Thomas Walker sentenced Braun to death for the 1989 murder of Miller. On August 27, Braun’s attorneys filed a motion to withdraw the plea, but this motion was refused by Walker.

    Clemency Denied

    The Oklahoma Pardon and Parole Board held a clemency hearing for Gregg Braun on Tuesday, June 27, in Oklahoma City. Braun was represented by Benjamin McCullar and Jim Rowan. Rowan was Braun’s trial attorney. Braun’s mental illness, Borderline Personality Disorder, was raised by his attorneys as an issue worthy of clemency. Braun did not attend the hearing. The Board voted 4-0 to deny a recommendation of clemency to Governor Keating. Since capital punishment was reinstated in Oklahoma, this was the 22nd clemency hearing held for a death row inmate. There has never been a vote in favor of clemency.

    ProDeathPenalty.Com

    Gregg Braun was sentenced to die for the 7/21/89 murder of Gwendolyn Sue Miller in an $80 flower shop robbery in Ardmore, Oklahoma. A customer was shot in the head and robbed of $600 and the bookkeeper was also shot. He also murdered four other people in a multi-state crime spree. Each of the five murder victims was found shot in the back of the head with a .25-caliber handgun. Miller’s husband, Dusty, and their 3 children planned to watch Braun die on the eve of the anniversary of her July 21, 1989, death. “After all the pain and being helpless to protect my kids and family, this is the only thing I can do,” Miller said.

    On July 19, 1989, Braun, a 28-year-old college graduate with a degree in criminal justice, kidnapped Barbara Kochendorfer, 27 and Mary Raines, 28, during a robbery of two different convenience stores, on opposite sides of town in Garden City, Kansas. Both women were shot and dumped on the side of the same rural road. Between them they left eight young children. Braun later told police that just after the first murder he felt he had to kill again. The next day, July 20, 1989, he also murdered 54-year-old Pete Spurrier, the owner of the One Hour Photo store in Pampa, Texas.

    On July 23, 1989, Braun killed Geraldine Valdez, 48, by shooting her twice in the head during a gas station robbery in Springer, New Mexico. He was caught 40 minutes after her murder with the gun still in his car. “You guys must be proud,” he told police. “You don’t know what kind of famous criminal you caught.” Braun told a deputy of his murderous spree, “it wasn’t as good as shooting craps in Vegas, but it was all right.” Lelyn Braun says he didn’t know this Gregg Braun. Yes, the son he raised had his troubles with drugs. Yes, the youngest Braun ran with the wrong crowd. But he had seemed ready to get his life on track when he came to live with his parents. Lelyn Braun blames the murder spree on a combination of drugs and alcohol. He said he wrote the victims’ families to tell them that he wished Gregg had never been born. Lelyn Braun doesn’t defend his son’s actions. But says “They’re going to kill a good man. And they’re going to do it illegally.” Braun’s father was a prominent Garden City lawyer at the time of the crimes. Mr. Braun wanted to have his son returned to New Mexico to serve a life sentence there.

    Dusty Miller understands why a father would fight for his child. He raised 3 children to adulthood alone. But Mr. Miller can’t comprehend how a 28-year-old Mr. Braun could walk into an Ardmore, Okla., floral shop and shoot his sweet-natured wife, Gwendolyn Sue Miller. And Mr. Miller doesn’t believe that a man like that can change as Lelyn Braun claims. “I don’t understand how he could meet somebody like Gwen and still make a decision that the world didn’t need her anymore,” Mr. Miller said Monday. Dolores Spurrier doesn’t want to see the execution of Braun, who pleaded guilty to the shooting death of her husband, Pete. “Any delay would be too much,” Dolores said Tuesday before the execution. “I’ll handle it better here (in Pampa). I just want it over with,” she said of the execution. The victim’s son, Bill Spurrier of San Antonio, said he will attend the execution, but the coming event invoked painful memories. “The execution brought everything back like it was yesterday, and it’s not only for me, but for my wife and my mother,” Spurrier said Tuesday. Bill Spurrier said the execution will bring him a sense of closure. “I know he’ll never be able to commit another murder,” he said.

    Dolores Spurrier said she went to every one of Braun’s trials and got to know relatives of the other victims. “I think everybody is just glad that it’s going to happen,” she said. “It will be some closure. But I don’t think you would ever really get over it.” Other representatives of the victims’ families are planning to be at the execution. The families have stayed in touch and said they always planned to attend the execution, no matter how long it took. 39 family members of Braun’s 5 murder victims came to witness the execution, but only 12 of them were able to witness it from inside the death chamber. The remaining 27 watched from a nearby room on closed-circuit television. “I’m glad to get this over with,” said Dusty Miller, Gwendolyn Miller’s husband. “I feel sorry for him (Braun) that he’s chosen to take his life and do something like this, . . . but I’m still very angry that he’s taken my wife and my children’s mother away. I can’t forgive him tonight. Maybe I can sometime down the line.”

    Thursday’s execution of Gregg Francis Braun brought a sense of justice to Bill Spurrier but will not completely mend the emotional rips and tears from his father’s murder. “I’ve been asked several times whether I feel that watching the execution would be revenge for me,” Spurrier said Thursday. “My answer is after 11 years, there is no revenge; that is justice.” Braun was pronounced dead at 12:17 a.m. Thursday, 6 minutes after receiving a lethal injection at the Oklahoma State Penitentiary in McAlester, Okla. “I think that the execution was very humane,” said Bill Spurrier, a San Antonio resident. “It looked like he just went to sleep.” Spurrier thanked the Oklahoma Department of Corrections personnel and everybody who was there for the victims. “They handled a very tough situation in a professional manner,” he said. “I feel very sorry for Braun’s family, but they did get the opportunity to say goodbye, which I never got that opportunity. I had to say goodbye to my dad at the grave.” Spurrier said there is never complete closure to the loss of his father. “When my son was born in Sicily when I was stationed there, my dad traveled all the way to Sicily to hold his grandson,” Spurrier said. “He’ll never have the chance to hold my grandson.”

    The Southwest Kansas Register

    “The Art and Soul of Forgiveness,” by David Myers.

    In 1983, Pope John Paul II stepped into a cell in an Italian prison and embraced Mehmet Ali Agca, the man who had attempted to assassinate him two years earlier. When asked in 1999 by a group of children gathered at a Rome church why he forgave him, the pope replied, “I forgave him because that’s what Jesus teaches. Jesus teaches us to forgive.”

    In December 1999, a Tennessee family of four fought to keep the escaped mental patient who kidnapped and killed their mother from facing the death penalty — because that’s they way they felt their mother would have wanted it. During his mother’s funeral, Father Charles Strobel told the mourners, “Why speak of anger and revenge? Those words were not compatible with the very thought of our mother. So, I say to everyone, we are not angry or vengeful, just deeply hurt. “We know the answers are not easy and clear, but we still believe in the miracle of forgiveness. And we extend our arms in that embrace.”

    Closer to home, Ruth and Bob Hessman of Dodge City work every day to forgive the man who, on July 19, 1989, killed their daughter, Mary Rains, a few miles from a Garden City convenience store where she had been working early that morning. Devout Catholics, the couple had long been opposed to the death penalty, a stance that didn’t change after their daughter was murdered.

    Approximately four years before Gregg Braun was executed July 20, the couple began writing to their daughter’s killer. At first he expressed a bitterness that reflected a belligerence he displayed in court. After a time, though, he seemed to release his bitterness and replace it with humility; several letters expressing regret and apologizing for killing the Hessmans’ daughter. In a Dodge City Daily Globe article by Eric Swanson published soon after Braun was executed, Ruth Hessman commented, “Knowing that he had reconciled himself with his Maker and worked on that – that was our main intent.” Sister Jolene Geier, O.P., a Dominican Sister of Great Bend, helped organize a prayer vigil for Braun the night before his execution in Oklahoma. The vigil was attended by the Hessmans.

    At the vigil an introductory prayer read, in part, “We are gathered here in the presence of God who is full of compassion and mercy to pray for Gregg Braun who is scheduled to be executed before the night is over. We are here, also, to pray for his family and his victims and their families. We especially need to pray for those who cannot forgive Gregg, who has asked for forgiveness for his crimes.” Sister Geier told the Register that she admired the Hessmans because they were able to “overcome their own hatred and lack of forgiveness. They began to pray for him – for his soul – that he would be saved. …We think that these people who do so much bad can turn around and be saved. You just think about the scripture passage, about the good shepherd going after the one lost sheep. That depicts what happened to Gregg. He was so lost and he responded to all the love and tenderness that his family, and especially Ruth and Bob, gave him, and it was through this love that God forgave him. “[The Hessmans] are a model to us on the struggle to forgive,” she added. ” We Sisters not only walked with the Hessmans but we walked with Gregg’s family. We want the greater diocese to know that we Sisters encourage people to take a stand against the death penalty, and really let it be known that it is not a way to respond to evil.”

    In an article in “Grains of Wheat,” a publication of the Dominican Sisters of Great Bend, Ruth Hessman wrote of the killing, “This news devastated our family – the shock, the disbelief, the pain, and yes, the anger. The thing that stands out in my mind from that awful time was what our pastor, Father (John) Maes told me after the funeral: ‘Ruth, before this is over you may even be angry at God, and I just want you to know that he will understand.’ “…We didn’t find forgiveness just by saying, ‘We forgive’ and moving on. We found we needed to start each day with a prayer of forgiveness for [Gregg]. Even after the 10 years that have passed there can still be the temptation to be unforgiving, but with prayer we are trying to eliminate that feeling and to realize that her death was the beginning of her journey to her heavenly father! “Peace comes to us now from watching our children and grandchildren as they learn to follow us on the journey of forgiveness. For if we are to believe we can be forgiven, we must first be able to forgive.”

    As the first 50 years in the life of the Diocese of Dodge City comes to a close, Bishop Ronald M. Gilmore is inviting all people of the diocese to feel an integral part of the anniversary celebration. For some, especially those who have faced the closure of their church or parish over the years, this may first require forgiveness and reconciliation within the diocese. Whether an individual, a community or a country, reconciliation does not come easy. As Bob Hessman told the Register, it takes effort, and the process leading to forgiveness can be a painful one.

    At the prayer vigil for Gregg Braun, the following was also read: “We are here tonight to remember the stories that have been told over and over during these 10 years since those horrible events took place. It is through telling our stories that reconciliation can happen within ourselves first of all and then with others who are involved. Reconciliation is the work of God, who initiates and completes in us reconciliation through Jesus. Reconciliation is not a human achievement, but the work of God within us.”

    Conception Abbey

    Gregg Braun was a murderer. During a five-day spree in July 1989, he killed four women and one man in Kansas, Texas, Oklahoma and New Mexico. When captured by New Mexico law officers, he belligerently told them: “You guys must be proud. You don’t know what kind of famous criminal you caught.”

    But 11 years later, Brother Jeremiah contends, the state of Oklahoma killed a man of prayer, a man who extensively studied Western monasticism and often said that if his life could’ve been different, he thought he may have become a monk. A man filled with self-loathing and remorse, who struggled with the belief that his sins were too great for even God’s forgiveness. A man who corresponded regularly with Bob and Ruth Hessman, the parents of Mary Rains, one of Braun’s victims. The Hessmans believed so sincerely in his transformation that they pleaded for his life. They attended a prayer vigil the night of his execution where Ruth read aloud their last letter from Braun. “What a remarkable testimony to forgiveness,” Brother Jeremiah says.

    Brother Jeremiah’s correspondence began through a friend, Dominican Sister Renee Dreiling. She was the condemned man’s fifth- and sixth-grade teacher and had corresponded with him since his arrest. Brother Jeremiah was intrigued when Sister Renee told him of Braun’s fascination with monastic life. Braun even viewed his life on death row in a monastic way, committing himself to prayer and spiritual reading.

    Braun’s letters were full of questions. He fleshed out his scholarly knowledge of monasticism with questions about every day life at Conception Abbey. What was it like to pray in community? What was the silence like? He inquired about Brother Jeremiah’s journey from simple vows toward solemn vows (see Solemn profession…), which he professed in August, six weeks after Braun’s death. As they grew closer, Brother Jeremiah read of Braun’s fears and remorse. “His letters were filled with so much pain,” Brother Jeremiah recalls. “He would vacillate. One letter would be full of self-hatred. He didn’t think God’s mercy could surpass the wrong that he’d done.” The next letter would radiate with hope. “He had a great devotion to Mary,” Brother Jeremiah reveals. “He knew that Jesus listened to his mother and that was a source of hope for him. In that way, God was approachable.”

    In late June Braun’s execution date was set for July 20. It was then that he asked if Brother Jeremiah would come to Oklahoma for a visit. After much wrangling with red tape and prison rules, the monk found himself at the doors of H-Unit two weeks to the day before the execution date. As he entered the visiting chamber, he saw Braun for the first time, through reinforced glass and heavy metal bars. They talked by telephone for two hours.

    “He talked briefly about his upcoming execution,” Brother Jeremiah recounts. “He was torn between whether he should hold out hope for his appeals or begin preparing for his death.” Braun tentatively discussed his crimes, referring to the times of the murders as “when the madness started.” Then he caught himself and was silent for a moment. “I can’t describe the look that came over his face,” Brother Jeremiah says. “It was a look of sadness the likes of which I’d never seen before.” The two hours went quickly. When Brother Jeremiah stood to leave, Braun pressed his palm to the glass and the monk did the same.

    “There was a moment when the bars and the glass seemed to disappear and we touched,” Brother Jeremiah says, his voice cracking. “Gregg said he loved me and thanked me for coming. I told him I was proud and honored to call him my brother and friend.” Shortly after that, Brother Jeremiah said goodbye. Braun corrected him. “I’ll see you later,” he said.

    The Daily Ardmoreite.Com.

    “Victim’s Former Husband Speaks Out ,” by Marsha Miller. (July 19, 2000)

    Dusty Miller says when he watches the execution of his wife’s killer, he will be honoring the wedding vows he made to her for the final time. “I took an oath to love, honor and protect my wife. I wasn’t allowed to do it. Gregg Braun took that away from me. Making sure he pays for what he did — it’s the last thing I can do to honor those vows,” Miller said.

    Barring an unforeseen stay of execution, Braun is scheduled to die by lethal injection at 12:01 a.m. Thursday for the 1989 slaying of Gwendolyn Sue Miller. The local florist was one of five victims who died during the Garden City, Kan., man’s five-day killing rampage that raged through four states. Two other women, JoAnn Beane, formerly of Ardmore, and Mary Manning, Marietta, were wounded but survived Braun’s murderous stop in Ardmore. Miller, who previously hesitated to discuss Braun’s pending execution, changed his mind Tuesday. “We were afraid we would jinx it. But the attorney general’s office has encouraged me to talk about it. Those who are trying to prevent it are talking,” Miller said.

    Miller, his family and Manning will travel to Oklahoma State Penitentiary at McAlester this afternoon. They will be joined by survivors of Braun’s other victims: Mary Rains and Barbara Kochendorfer, both Garden City; P.E. “Pete” Spurrier, Pampa, Texas; and Geraldine Valdez, Springer, N.M. The group will meet with members of the attorney general’s staff, who will brief them on the execution process. They will also tour the prison and some will give interviews. Braun asked to be served a last meal of a chef salad with Italian dressing, barbecue beef or pork and a hot fudge brownie sundae. He didn’t want his family to witness the execution. They planned to be in McAlester, however, for a memorial service at a local Catholic church, his father, Lelyn Braun said. About 11:30 p.m., Braun will be escorted into the execution chamber. Approximately 31 minutes later, the victims’ survivors and other witnesses will listen to any final words Braun might offer and watch as the State of Oklahoma takes his life in exchange for ending life of the 31-year-old Ardmore woman.

    Miller doesn’t expect to hear apologies or words of remorse from Braun. “I haven’t heard from him in 11 years. He could sit and write letters to others, but not to us. Some say he has expressed remorse, but every time he has had an opportunity to say something publicly he has used it to wisecrack. At one point he told a reporter, ‘Tell your editor thanks for the publicity,’ That’s just like a slap in the face,” Miller said. “At this point I don’t care. I don’t need him to tell me he’s sorry now.”

    While Braun has never attempted to contact any of the victims’ survivors, Miller said his family did receive a letter of regret and sympathy from the killer’s parents. Shortly after Braun was arrested, Miller started carrying a photograph of his wife’s murderer in his wallet. “I didn’t want to forget him. After the shock, the grief, anger and depression I finally got tired of being reminded. It got to the point where it wasn’t healthy anymore and I stopped,” he said. Now Miller says all he wants is justice. “I feel it (execution) needs to be done. It closes a chapter in our lives. It won’t be a complete closure, naturally we don’t have Gwen any more,” Miller said. “This person did not care for Gwen, her life or her future. He deserves to pay for what he did.”

    The Salina Journal Online

    “No Justice,” by George P. Pyle, Journal Columnist. (July 21, 2000)

    THE ISSUE : The execution of Gregg Braun

    THE ARGUMENT

    Now he has dragged others into hell. It is early yet. Gregg Francis Braun only died at 17 minutes past midnight Thursday morning at the hands of the state of Oklahoma. But, so far, there have been no reports that any of the people he killed 11 years ago, in a crime spree that spanned four states and took five lives, have returned to the land of the living. There is evidence, however, that the survivors of some of Braun’s victims, cruelly misled by cravenly opportunistic politicians, did get to taste of the hell known only to those who wish the death of others.

    Braun, son of a prominent Garden City, Kan., lawyer, who began life with every advantage and earned a college degree in criminal justice, fell into hell in July of 1989 when he kidnapped a clerk from a convenience store he had just robbed, took her to a country road and killed her. Then he felt compelled to do it again, and again, in other towns. The killing that led to his own death was that of a florist from Ardmore, Okla. Braun also had been sentenced to life in prison in Kansas, New Mexico and Texas, and his family had tried to get one of those states to take him back and exact justice in their less violent way. But the states declined, and the Supreme Court would not intervene.

    So now Braun has been killed. And some of the loved ones of those he killed got to watch, to taste a bit of the hell that Braun has lived all those years and — perhaps — still will. The desire to see another person die is cruelty beyond description, no matter how cruel that person may have been. That desire is also quite natural, quite human, in circumstances such as these, as widowed wives and motherless children grasp for any peace, any balance, any (to use the currently en vogue term) closure they can find.

    The point of the law, though, is to help us rise above our natural human urges and decide that we will not emulate the behavior of those we so rightly despise. That is why the state, not the widow or the orphan, is the officially aggrieved party in a murder case. That is why the cold, soulless state, not the emotionally wounded loved ones left behind, determine the facts, apply the law and search for something resembling justice.

    But, somewhere along the way, those loved ones, and all who are hurt by vicious and senseless crime, were sold a bill of goods. We were told that killing the killer would bring us peace. We were told it would balance the unbalanceable, right the unrightable, soothe the unsoothable.

    It does not. It will not. And to tell the most innocent victims of the most heinous crimes that it will do those things is a crime in itself. A crime committed by those who should know better.

    Shawnee Online

    “State Executes Five-Time Killer.” (May 2, 2000)

    McALESTER, Okla. (AP) — Gregg Francis Braun named his five victims one by one in the order he killed them in 1989 and said, “I’m sorry,” just before being put to death early Thursday. Braun, 39, strained against the straps that held him to a gurney in Oklahoma’s death chamber as his apologies rolled forth like a chant. “I’m sorry I murdered you. I’m sorry I took your lives. I pray for our Lord Jesus Christ to bless your lives and to save you. I’m so sorry I killed you,” the Kansas man said. He was pronounced dead at 12:17 a.m., six minutes after receiving a lethal mix of drugs. Braun received the death sentence for killing an Ardmore, Okla., florist. His execution came on the eve of the 11th anniversary of her murder. His last statement rambled over 3 minutes and was sometimes slurred. He apologized to his victims’ families, also naming them one by one. He also apologized to the people he injured in his four-state murder spree. “What I did was unforgivable, but I ask you to forgive me,” he said, as three dozen family members of his victims watched inside a witness room or via closed circuit television.

    Braun shot and killed Gwendolyn Sue Miller, 31, while robbing her parents’ Ardmore flower shop. Two other women shot at the same time survived. Miller’s husband, Dusty, and their three children traveled to the Oklahoma State Penitentiary to witness the execution. “It’s never going to go away,” Miller said, “but at least we’re not going to have to deal with him on an ongoing basis.” When New Mexico law officers caught up with Braun on July 23, 1989, he told them, “You guys must be proud. You don’t know what kind of famous criminal you caught.”

    His killing spree had begun five days earlier after he robbed a convenience store in his hometown of Garden City, Kan. Braun took the clerk to a rural road and shot her. He would later tell police he felt he had to kill again and chose another store clerk. Their bodies were found on the same road. Mary Rains left behind three young children. Barbara Kochendorfer left behind five. “The youngest was 2,” said Angie Bentley, Kochendorfer’s sister, who also came to witness the execution. “He’s affected a lot of families, not just hers. Babies. They’re not going to grow up with their mothers.” On July 20, Braun killed E.P. “Pete” Spurrier while robbing his one-hour photo store in Pampa, Texas. Two days after the Oklahoma slaying, he killed Geraldine Valdez at the Springer, N.M., convenience store where she worked. Braun was captured a short time later. He received life sentences for the murders in Kansas, New Mexico and Texas.

    Braun graduated college with a degree in criminal justice. His father, Lelyn, a lawyer in Garden City at the time of the murders, blamed drugs for turning his youngest son into a murderer.

    “He’s found peace with God,” Lelyn Braun said in the days before the execution. Braun apologized to his own family in his last statement. Then, he let out a long deep sigh before saying, “Save me Mother Mary from the eternal damnation I deserve.” “I’m not an animal. I’m so sorry,” he said. “I’m so sorry,” Braun’s defense had sought to have him returned to New Mexico to serve the life sentence there. But New Mexico courts rejected extradition efforts Wednesday, and the U.S. Supreme Court denied his final appeal just hours before the execution. Spurrier’s son, Bill, lamented that his father would never meet his great-grandson. He said he felt sorry for Braun’s family, too. “But they do get the opportunity to say goodbye,” he said. “I had to go to my father’s grave and say goodbye to the headstone.”

    {Note: In one of the last cases handled by Stephen Aarons as a public defender, he worked out a tentative agreement with the district attorney and the family of the victim to have Mr. Braun plead guilty but mentally ill in exchange for the removal of the death penalty for the murder in Springer, New Mexico. This agreement was discussed in 1989. Ultmately with contract defender Gary Mitchell as defense counsel, that was the final judgment and sentence. While Kansas, Texas agreed with New Mexico in finding Braun mentally ill from cocaine psychosis and lack of sleep over eight days, each handing down a life sentence instead, Oklahoma executed him instead. ]

     

    [/column]

  • State v. Wilson (1990)

    787 P.2d 821, 109 N.M. 541, No. 18204.

    STATE of New Mexico, Plaintiff-Appellee,
    v.
    Samuel Edward WILSON, Defendant-Appellant.

    Supreme Court of New Mexico.

    [109 N.M. 542] Jacqueline Robins, Chief Public Defender, Stephen D. Aarons and P. Jeffrey Jones, Asst. Appellant Defenders, Santa Fe, for defendant-appellant. Hal Stratton, Atty. Gen., Katherine Zinn, Asst. Atty. Gen., Santa Fe, for plaintiff-appellee.

    OPINION
    SOSA, Chief Justice.

    Defendant-appellant, Samuel Edward Wilson (Wilson), was convicted pursuant to a jury verdict of first degree murder contrary to NMSA 1978, Section 30-2-1(A) (Repl.Pamp.1984) and conspiracy to commit murder contrary to NMSA 1978, Section 30-28-2(A) (Repl.Pamp.1984). The jury also found the aggravating circumstance of murder for hire. Wilson was sentenced to life imprisonment for first degree murder, and nine years with two years mandatory parole for conspiracy to commit murder, with the sentences set to run concurrently.

    The State presented evidence that Wilson hired James Smith and Maurice Lee Smith, brothers, to kill the victim, the husband of a woman whom Wilson wanted to marry. Testimony at trial showed that Wilson provided a weapon, told the Smith brothers on which night to kill the victim and the method and manner of killing him, and to take money from the scene of the crime. Wilson points to various inconsistencies in this testimony and to the prosecutor’s admission that the State’s case contained such inconsistencies. After he was arrested, James Smith told police that Wilson had not been involved in the killing. The guns used in the murder were found on property owned by the Smith family. Later, however, James Smith told investigators that Wilson promised to pay him and his brother to kill the victim.

    JUROR RECUSAL
    During voir dire of the prospective jury, one juror stated in open court that an upcoming religious holiday, Yom Kippur, might prevent him from being able to attend to his jury duties every day of the trial. Prior to the parties’ counsel asserting challenges to the venire, and after the prospective juror had spoken with the trial judge in chambers about his possible conflict, the following exchange took place:

    [Court]: One issue that I’d like to bring up, and I failed to go over this with [the juror]. He did indicate two Jewish holidays next week: Monday would not be a problem but Wednesday would be a problem. I don’t know if we want to bring him in to see if he would refuse to serve or that if he had to sit in court on Wednesday if that would cause him any problems.

    [Prosecutor]: I asked him that and * * *.

    [Court]: Oh, did you? Oh, you asked him and he said it would not?

    [Prosecutor]: Yes.

    [Court]: O.K., I’m sorry. I did not hear then.

    [Defense Counsel]: We have no challenges for cause.

    [Court]: That’s fine, let’s bring the jurors in.

    The prospective juror at issue was chosen. On the fourteenth day of trial, he sent another note (his third note) to the trial judge restating his anxiety about serving the following day, Yom Kippur. The trial judge met with the juror in chambers, out of the presence of counsel for either party, came back into court and announced that she was excusing the juror, and appointed an alternate juror to sit in the excused juror’s place for the remainder of the trial.

    After the judge’s first in-chambers discussion with the juror, she stated to the parties and counsel what had been discussed. Prior to the second meeting in chambers, the juror had sent the judge a second note, to which the judge did not respond. Following his third note, the day before Yom Kippur, the judge met with the juror the second time and asked him if he could serve at least half a day, but he answered that it would be impossible. In his affidavit submitted after trial, the juror also testified, “During my two meetings with Judge Maes, neither the prosecution nor the defense attorneys were present.”

    Page 823

    [109 N.M. 543] He also testified, “[I]t is unthinkable for me to devote myself to any other pursuits on Yom Kippur than fasting, prayer and contemplation.”
    Prior to the judge’s second in-chambers discussion with the juror, the following exchange took place in open court:

    [Court]: [The juror] has again raised his concern about tomorrow. Where are we as far as defendant * * *.

    [Defense Counsel]: There are two short witnesses * * *.

    * * * * * *

    I think that * * * we could easily finish testimony within * * * an hour, or two hours, I guess * * *. But we could do jury instructions tomorrow, and, I don’t know, whatever the court feels is the proper thing to do.

    No objection was raised to the juror’s dismissal until Wilson’s counsel filed a motion for new trial following the verdict, nor was any objection raised to the judge’s consulting with the juror outside of the presence of the attorneys for the parties.

    WILSON’S ALIASES AND HIS PRIOR MILITARY CONVICTIONS

    Prior to trial, Wilson filed a “Motion in Limine About Aliases” in which he asked the court to “[r]efer to defendant during proceedings before the jury only as Ed Wilson[,]” and to “[r]equire that the prosecution, through its argument and witnesses, so refer to defendant.” The court granted this motion. Wilson also filed a “Motion to Exclude All References to Defendant’s Prior Convictions,” which read, in pertinent part, as follows:

    1. On two occasions more than ten years ago, defendant was convicted by military courts-martial of absenses [sic] without leave.

    2. These convictions equate to misdemeanor offenses.

    * * * * * *

    Therefore defendant requests that the court prohibit the prosecutor from making any reference to this past conviction, and to direct witnesses to follow this ruling.

    The court granted this motion also.

    On cross-examination of a State witness, the following exchange took place:

    [Defense Counsel]: Now officer, that manslaughter charge that you brought up, you had an opportunity to check that, didn’t you?

    [Witness]: Yes, sir. I did.

    * * * * * *

    [Defense Counsel]: Isn’t it a fact that you found out that indeed there was no manslaughter charge for Mr. Wilson?

    [Witness]: That is true, sir.

    [Defense Counsel]: As a matter of fact, there are no felonies for Mr. Wilson–felony convictions for Mr. Wilson?

    [Witness]: Can we have–clarification?

    [Defense Counsel]: A conviction is when you get convicted for a felony?

    [Witness]: The conflict that I have is there was a special court martial and a special court martial through the military judicial system would be the same as a felony through the civilian system.

    The subject of manslaughter had been elicited on direct examination. The Smith brothers had told the witness they felt threatened by Wilson to kill the victim because of Wilson’s reputation for having committed manslaughter in Texas. The court allowed questioning about this matter. Following the witness’ response equating a court martial conviction with a “felony through the civilian system,” Wilson’s counsel asked the court to take judicial notice that Wilson’s court martial conviction of “AWOL” was a misdemeanor. The court did so. Defense counsel did not ask the court to admonish the jury on this point. After a recess, the prosecutor asked the court for permission to inquire on re-direct examination into Wilson’s military convictions. Wilson’s counsel then moved for a mistrial, or in the alternative, an admonition to the jury not to consider the military conviction as a felony conviction. The court ruled that the prosecutor could not inquire on re-direct into Wilson’s military

    Page 824

    [109 N.M. 544] conviction. It denied the motion for mistrial, and did not admonish the jury as requested.
    Concerning the court’s order disallowing testimony on any aliases Wilson may have used, the following exchange occurred on cross-examination of Wilson by the prosecutor:

    [Prosecutor]: Now, you testified that the reason you put Ed Wilson to Samuel E. Wilson was just something you decided to do?

    [Wilson]: No, sir.

    [Prosecutor]: What was the purpose of it then?

    [Wilson]: Like I said, at one time [officials at the department of motor vehicles] may ask you for your driver’s license for I.D. and the next time they won’t. “Ed” is just natural for me. I’ve gone by Ed all my life, since I was a little feller.

    [Prosecutor]: You’ve never gone by any other name?

    [Wilson]: Yes sir.

    [Prosecutor]: What was that?

    [Wilson]: John Edward Goodloe.

    [Prosecutor]: Why did you go under that name?

    [Wilson]: Because I didn’t want to go back to Vietnam.

    [Prosecutor]: You were finally discharged as a deserter?

    At this point Wilson’s counsel objected. The objection was overruled. The court previously had allowed the prosecutor to inquire into several different names Wilson had used on his vehicle registration forms.

    JURY INSTRUCTION ON FIRST DEGREE MURDER

    The court instructed the jury on first degree murder, in pertinent part, as follows:

    For you to find the defendant guilty of first degree murder * * * the state must prove * * * each of the following elements of the crime:

    1. The defendant had [the victim] killed;

    2. The killing was with the deliberate intention to take away the life of [the victim] * * *.

    This instruction was the same as that found in the relevant uniform jury instruction, SCRA 1986, 14-201, except that in the latter, paragraph number one reads, “The defendant killed [the victim].” Wilson’s counsel had asked the court to instruct the jury verbatim from SCRA 1986, 14-201, and then add an instruction on aiding and abetting, to the effect that:

    1. The defendant intended that the crime be committed;

    2. The crime was committed;

    3. The defendant helped, encouraged or caused the crime to be committed.

    This second tendered instruction is the same as uniform instruction, SCRA 1986, 14-2822. The court refused both tendered instructions and read its own as quoted above.

    ISSUES RAISED ON APPEAL
    On appeal, Wilson asserts the following errors:

    I. The trial judge’s in-chambers communications with the eventually dismissed juror deprived Wilson of due process, equal protection and a fair trial.

    II. The prosecutor’s inquiry into Wilson’s prior military conviction and his use of different names in referring to Wilson deprived Wilson of due process, equal protection and a fair trial.

    III. The trial court’s alteration of the uniform jury instruction, SCRA 1986, 14-201, by using the words “had [the victim] killed” instead of the words “killed [the victim],” and the court’s refusal to read the uniform jury instruction, SCRA 1986, 14-2822, deprived Wilson of due process, equal protection and a fair trial.

    IV. Upon the evidence presented at trial, no rational trier of fact could have found proof of guilt beyond a reasonable doubt.

    Page 825

    [109 N.M. 545] OUR HOLDING ON APPEAL

    For the reasons stated herein, we reverse the judgment and sentence and remand the case for a new trial. Before discussing the points outlined above as Roman numerals I-IV, we first discuss an issue not raised in Wilson’s brief.

    On oral argument, we learned that the trial court had made no record, before the jury began its deliberations, of any objection to the court’s rejection of Wilson’s tendered instruction on aiding and abetting. Instead, the court reconstructed the record on this issue after the jury had retired. Although Wilson did not raise this point as error in either the docketing statement or in his brief, nonetheless we review the trial court’s actions in order to determine if they constitute fundamental error. As we have held previously,

    Errors not specifically objected to at trial may be reviewed by this Court if they concern:

    jurisdictional questions or questions involving:

    (a) general public interest;

    (b) fundamental rights of a party; or

    (c) facts or circumstances occurring or arising, or first becoming known after the trial court lost jurisdiction.

    State v. Martin, 101 N.M. 595, 601, 686 P.2d 937, 943 (1984); DesGeorges v. Grainger, 76 N.M. 52, 59, 412 P.2d 6, 10-11 (1966). In the present case, the trial court’s failure to offer defense counsel an opportunity to object on the record to the court’s rejection of the tendered instruction on aiding and abetting, before the jury began its deliberations, when weighed together with the errors discussed below, deprived Wilson of a fair trial. SCRA 1986, 5-608(D) provides:

    [F]or the preservation of error in the charge, objection to any instruction given must be sufficient to alert the mind of the court to the claimed vice therein, or, in case of failure to instruct on any issue, a correct written instruction must be tendered before the jury is instructed. Before the jury is instructed, reasonable opportunity shall be afforded counsel so as to object or tender instructions, on the record and in the presence of the court.

    (Emphasis added.)

    As we have stated elsewhere, “The purpose of [such a] rule is to give the trial court an opportunity to correct any error before the jury retires to deliberate.” Nichols Corp. v. Bill Stuckman Const. Inc., 105 N.M. 37, 40, 728 P.2d 447, 450 (1986) (citing City of Albuquerque v. Ackerman, 82 N.M. 360, 482 P.2d 63 (1971)); see Baros v. Kazmierczwk, 68 N.M. 421, 427, 362 P.2d 798, 802 (1961); Hamel v. Winkworth, 102 N.M. 133, 134, 692 P.2d 58, 59 (Ct.App.1984). Although the cited cases pertain to the rules of civil procedure, we find no reason for limiting the stated policy to civil cases.

    Indeed, we conclude that the policy applies with even more force to criminal cases, and thus we now hold that on remand the court shall give due consideration to SCRA 1986, 5-608, as written.

    I. TRIAL JUDGE’S COMMUNICATIONS WITH JUROR

    While the judge’s pretrial conversations with the juror may not have been error, see State v. Ramming, 106 N.M. 42, 48-50, 738 P.2d 914, 920-22 (Ct.App.), cert. denied, 106 N.M. 7, 738 P.2d 125, cert. denied, 484 U.S. 986, 108 S.Ct. 503, 98 L.Ed.2d 501 (1987), when the juror persisted in making his objection to further service known to the judge, even well into the course of the trial, a greater degree of scrutiny of the judge’s conversation with the juror should have been afforded Wilson than otherwise might have been the case. In Ramming, the juror in question wanted to convey to the judge her fear that her peers on the jury were not intelligent enough to understand the issues. After the judge conversed with the juror, in the presence of counsel for both parties, it was established that the juror’s fear would not disqualify her from effective service.

    Here, the juror had a far more disabling fear, namely, that his religious convictions would mandate his complete incapacity to serve on the jury during a portion of the

    Page 826

    [109 N.M. 546] trial. Unlike the situation in Ramming, at no time did the court converse with the juror in the presence of counsel. In Hovey v. State, 104 N.M. 667, 726 P.2d 344 (1986), we held that it was improper for a trial judge to communicate with the jury during it’s deliberations about an issue of the case without the defendant’s personal participation. We have the same reservations about the trial judge’s communications here as we had in Hovey. Justice Walters concurred in Hovey in order to emphasize that the defendant’s right to participate in every phase of the trial was of constitutional dimension. She stated:
    [U]nless the defendant voluntarily elects to absent himself, or is excluded from the courtroom by reason of “disruptive, contumacious, or stubbornly defiant” conduct [State v. Corriz, 86 N.M. 246 at 247, 522 P.2d 793, 794 (1974) ], his right to be present is a constitutional right that may not be waived by the attorney who acts without defendant’s express consent.

    Id. at 671-72, 726 P.2d at 348-49.

    We do not extend our ruling in Hovey to cover every situation in which a trial judge communicates with jurors about a matter that is not at issue in the trial. Surely, as a hypothetical example, if a juror wrote the judge a note asking if the judge had received a promised telephone call from the juror’s spouse about the success of the spouse’s surgery that day, it would not prejudice the defendant for the judge simply to answer yes or no to the note out of the defendant’s presence. Even in this hypothetical, however, the judge would be well advised to inform defense counsel and the defendant, individually and directly, of the substance of the communication, and to make a record of the communication as soon as practicable.

    In a case such as the present one, where there had been three determined efforts by the juror to communicate with the judge, and where the substance of the communication involved the juror’s further service, the defendant, individually and directly, should have been given the option of being present during the communication. While the trial judge fully and fairly notified counsel for both parties of the substance of her conversation with the juror, she should have offered Wilson himself the opportunity to be present during her conversation with the juror. In addition, the judge should have placed her conversations with the juror on the record. We note that the committee commentary to SCRA 1986, 5-610, states, “All communications between the judge and jury should be made a part of the record, whether made in the presence of defense counsel and defendant or not.”

    Here we hold that the trial court erred both in failing to offer Wilson a chance to be present during the judge’s conversation with the juror and in failing to make a record of that conversation.

    II. THE PROSECUTOR’S ELICITATION OF TESTIMONY CONCERNING WILSON’S ALIAS, AND HIS REFERENCE TO WILSON AS A “DESERTER”

    It is possible, although we think not likely, that the prosecutor innocently blundered his way into an elicitation of Wilson’s alias. It is also possible, and perhaps more credible, that the prosecutor on closing argument inadvertently referred to Wilson as a “deserter,” thereby inaccurately making Wilson a convicted felon, rather than accurately saying that Wilson had been convicted of the misdemeanor charge of “AWOL.” The context of the circumstances surrounding the testimony leads us to conclude that Wilson’s military convictions (which were twenty-two years old) erroneously were emphasized by the prosecutor, as were Wilson’s alias, to Wilson’s prejudice.

    Wilson correctly has relied on State v. Bobbin, 103 N.M. 375, 707 P.2d 1185 (Ct.App.), cert. denied, 103 N.M. 287, 705 P.2d 1138 (1985), for the proposition that a witness’ conviction for a crime involving punishment of less than one year may not be used to attack the witness’ credibility. See SCRA 1986, 11-609. Yet, neither that case nor the underlying rule of evidence are apposite, as the testimony concerning the conviction was not used to attack anyone’s

    Page 827

    [109 N.M. 547] credibility. Rather, it was elicited unfortuitiously by Wilson’s own counsel during the cross-examination of a State witness.
    Yet, it was the use that was made of the elicited testimony that gives rise to prosecutorial misconduct. Once the court had denied the prosecutor’s request to inquire further of the witness concerning Wilson’s military convictions, the prosecutor should have ceased from any further reference to Wilson’s convictions, notwithstanding the fact that Wilson’s counsel in closing argument himself referred to the testimony about those convictions. The subject was risky, and the prosecutor, having been forewarned, should have scrupulously avoided it, seeking zealously not to prejudice Wilson’s right to a fair trial. Instead, the prosecutor intruded imprudently into the danger zone and then compounded his error by calling Wilson a “deserter.”

    The same lack of caution characterizes the prosecutor’s elicitation of testimony about Wilson’s use of other names. The prosecutor had adequate warning from the court’s orders on the pretrial motions not to intrude into this sensitive area. When Wilson volunteered the alias “John Edward Goodloe,” the prosecutor should have avoided his next question, “Why did you go under that name?”, as he undoubtedly knew that the response would involve Wilson’s prior military convictions.

    If prosecutorial misconduct were the only issue before us, we would perhaps find, as to this issue, that the scales did not tip in Wilson’s favor on appeal, relying, for example, on State v. Taylor, 104 N.M. 88, 95-96, 717 P.2d 64, 71-72 (Ct.App.), cert. denied, 103 N.M. 798, 715 P.2d 71 (1986), to the effect that Wilson’s counsel had opened the door to the prosecutor’s words on cross-examination and on closing argument. Here, however, we conclude that the doctrine of cumulative error is applicable. Other errors were committed during the course of the trial; defendant in other respects did not receive a fair trial. As we have stated elsewhere, “We must reverse any conviction obtained in a proceeding in which the cumulative impact of irregularities is so prejudicial to a defendant that he is deprived of his fundamental right to a fair trial. U.S. Const.Amend. VI, XIV; N.M. Const. art. II, Sec. 14”. Martin, 101 N.M. at 601, 686 P.2d at 943.

    By this criterion, the prosecutor’s elicitation of testimony concerning Wilson’s alias, and the prosecutor’s emphasis of Wilson’s military convictions do not pass constitutional muster. Taken in the aggregate, in the context of the other errors committed at trial, the prosecutor’s conduct amounts to reversible error.

    III. THE COURT’S INSTRUCTION ON FIRST DEGREE MURDER

    On oral argument, the State contended that insertion of the phrase “had the victim killed” made the instruction more compact, and thus more specifically informed the jury on the nature of the alleged crime. While this argument has merit, we also are mindful of the compelling policy reasons underlying our holding in Jackson v. State, 100 N.M. 487, 489, 672 P.2d 660, 662 (1983) (premising reversal based on improper jury instructions on the court’s discretion “to prevent injustice where a fundamental right of the accused has been violated”).

    Here, we do not find that the slight change in the uniform instruction eliminated an essential element of the crime in the instruction or that it prejudiced Wilson. The instruction did not differ materially from the uniform instruction. See id. at 489, 672 P.2d at 662. It could even be argued that rejection of the instruction on aiding and abetting, in conjunction with the court’s slight alteration of the instruction on first degree murder, was helpful to Wilson. See State v. Ochoa, 41 N.M. 589, 608-09, 72 P.2d 609, 621-22 (1937).

    IV. PROOF BEYOND A REASONABLE DOUBT

    While the evidence in this case arguably fell below the standard to which the State is held under its burden of proof beyond a reasonable doubt, we do not conclude the evidence was inadequate. The jury could have found guilt beyond a reasonable doubt.

    Page 828

    [109 N.M. 548] For the foregoing reasons this case is reversed and remanded to the trial court for proceedings not inconsistent with this opinion.

    IT IS SO ORDERED.

    WILSON, J., concurs.

    RANSOM and MONTGOMERY, JJ., specially concurs.

    BACA, J., dissents.

    RANSOM, Justice (specially concurring).

    To the extent that, from the opinion filed today, it may be inferred that the trial court’s violation of Rule 5-608(D) constituted fundamental error, alone or in combination with other error, I demur. I concur, nonetheless, that it is important to the administration of justice that Rule 5-608(D) be adhered to in every criminal trial. The dispositive issues in my mind, however, are the matter of the dismissal of the juror without meaningful input and participation by defendant, and prosecutorial misconduct in the extraordinary efforts used to present to the jury the matter of the military conviction that had been ruled inadmissible.

    MONTGOMERY, Justice (specially concurring).

    I CONCUR with the result reached in the plurality opinion, for most of the reasons stated in Part II of the opinion. I find that the prosecutor’s violation of the trial court’s pre-trial orders in referring to the defendant’s military conviction and eliciting testimony as to the defendant’s previous alias amounted to prosecutorial misconduct. The prosecution’s references to these subjects in violation of the court’s orders–going so far as to call the defendant a “deserter” on cross-examination and in closing argument–for me “tip the scales” in the direction of reversible error. Since I do not agree that other errors were committed in the trial, I obviously do not believe the doctrine of cumulative error is applicable to this case.

    I do not agree that the trial court’s failure to make a record of whatever transpired at the time the instructions were settled amounted to fundamental error. I also do not agree that the trial court’s communication with the juror outside the presence of the defendant, given all the circumstances in this case, constituted reversible error; and I join in Justice Baca’s dissent on this issue.

    I understand the plurality opinion to reject the defendant’s attack on the trial court’s instruction on first degree murder, and I agree with this disposition.

    Since a new trial is necessary, I make no decision on whether or not the evidence satisfied the State’s burden of proof.

    BACA, Justice (dissenting).

    Unable to agree with the majority opinion, I respectfully dissent. The majority considered four questions on appeal: the judge’s in-chambers communication and eventual dismissal of a juror; the prosecutor’s inquiry into Wilson’s prior military conviction and his use of aliases; the trial court’s alteration of the Uniform Jury Instructions; and the court’s timing of objections to jury instructions. The majority found that each question taken singly was not sufficient to reverse the conviction, but taken together constituted cumulative error and therefore mandated a reversal.

    The majority found Wilson was “deprived of a fair trial” partly because objections to jury instructions were not made of record before the jury retired to deliberate. The majority then went on to find that the altered Uniform Jury Instruction complained of and the refusal to give an aiding and abetting instruction was not error. As a matter of fact, the majority found that the instruction as altered did not differ materially from the Uniform Jury Instructions and further “it could even be argued that rejection of the instruction on aiding and abetting in conjunction with the court’s slight alteration of the instruction on first degree murder was helpful to Wilson.” It is difficult to see how the court “deprived Wilson of a fair trial” notwithstanding the fact that an opportunity to object to these instructions was not afforded until the jury had retired when this court has specifically

    Page 829

    [109 N.M. 549] found that there is no harm and perhaps there is help to the defendant by the giving of these instructions.
    At the trial below, in the docketing statement, and in the briefs filed in this court there is no complaint about the fact that the judge failed to take objections to jury instructions before submitting them to the jury. Only upon oral argument did this court unearth that fact. Though the procedure was flawed, prejudice to the defendant does not exist. I agree that the better policy is for a trial judge to have a hearing on the record for objections to jury instructions before the jury retires. This is strongly suggested by SCRA 1986, 5-608(D).

    Under almost all circumstances when a jury has been impaneled, it is best that a trial judge not communicate with a juror except in the presence of counsel and the defendant. In this case, the trial judge communicated with a juror prior to impaneling and several days into the trial as well as receiving three notes from the juror concerning continued service through a religious holiday. In Hovey v. State, 104 N.M. 667, 726 P.2d 344 (1986), this court held that it was inappropriate for a trial judge to communicate with a juror concerning matters that are at issue in the trial. In this case, the trial judge did not communicate with a juror concerning matters at issue in the trial but only tried to deal with matters of scheduling around a religious holiday. The majority specifically did not extend the Hovey rule to cover every situation in which a trial judge communicates with a juror. When defense counsel and defendant were made aware of the fact that the conversations had taken place and the juror was to be excused, no objections were made either as to the conversations, the absence of a record, or the fact that the juror would not continue serving.

    It is the better practice that all communications between the judge and juror be made a part of the record whether made in the presence of defense counsel and defendant or not. SCRA 1986, 5-610 suggests this procedure. Rule 5-610 by its very language “presence of defense counsel and defendant or not” would seem to suggest that under certain circumstances defense counsel and the defendant would not be present when conversations are held with jurors. No objections being made below, no showing of prejudice by the conversation, or the excuse of the juror, there is no prejudice to Wilson.

    A more troubling facet of this case is the revelation of the prior criminal record of Wilson and aliases used by him, along with the gratuitous referral to Wilson as a deserter by the prosecution in closing argument after being warned by the court. The question of Wilson’s prior criminal record, however, was elicited by his own counsel in cross-examination. The court in response to an objection gave a curative instruction that an A.W.O.L. conviction in a military tribunal was equivalent to a misdemeanor and was not a felony conviction. The misuse of this information by the prosecutor in referring to Wilson as a deserter in closing argument was inappropriate. The inquiry by the prosecutor as to various aliases by Wilson by contrast was less objectionable. The referral to the aliases could be explained by inadvertence or innocent response to proper questions. The majority holds that “if prosecutorial misconduct were the only issue before us we would perhaps find, as to this issue, that the scales do not tip in Wilson’s favor on appeal.” I agree this standing alone is not sufficient to tip the scales in Wilson’s favor.

    Finding no error in the judge’s in-chambers communication and the dismissal of the juror; finding no error in the refusal of the Uniform Jury Instruction and the altering of another jury instruction; finding no error or prejudice to Wilson in the timing of jury instructions objections; and, further, finding prosecutorial misconduct does not tip the scales in Wilson’s favor, I find no cumulative error. I would affirm the conviction. State v. Wilson, 109 N.M. 541, 787 P.2d 821, 1990 NMSC 19 (N.M., 1990)

  • State v. Wilkins, Ct App No. 20,757

    IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO STATE OF NEW MEXICO, Plaintiff-Appellant, VS. SHAUN WILKINS, Defendant-Appellee, No. 20,757 Torrance County CR-96-92.

    NOTICE PROPOSED SUMMARY DISPOSITION

    Note: This case has been assigned to the SUMMARY CALENDAR pursuant to Rule 12-210(D) NMRA 1999. This is a proposal of how the Court views the case. It is not a final decision. You now have twenty (20) days to file a memorandum telling the Court any reasons why this proposed disposition should or should not be made. See Rule 12-210(D) NMRA 1999.

    You are hereby notified that the Record Proper was filed in the above-entitled cause on October 26, 1999.

    Summary affirmance is proposed.

    Issue: We review the trial court’s decision regarding the admissibility of the hearsay statements of Lawrence Nieto for an abuse of discretion. See State v. Torres, 1998-NMSC-052, 115, 126 N.M. 477, 971 P.2d 1267. We find an abuse of discretion only when a decision is clearly against the logic and effect of the facts and circumstances before the trial court. See State v. Vallejos, 122 N.M. 318, 924 P.2d 727, 735 (Ct. App. 1996). 113.

    Here, the trial court reviewed and parsed the statements as required by Williamson v. United States, 512 U.S. 594 (1994), and Torres, 1998-NMSC-052 par. 13. It determined that there were some portions of the statements that were either inculpatory to Nieto or facially-neutral, but contextually-incriminating to Nieto. The trial court found that Nieto would have believed that his statements were at least partially against his penal interest, but that the overall thrust of the interview was to minimize his own involvement and maximize the involvement of two other co-defendants, including Defendant here. The trial court found that the statements did not possess indicia of reliability by virtue of their inherent trustworthiness. Thus, it concluded, the statements were not admissible under the hearsay rule. It further concluded that the statements would violate Defendant’s Sixth Amendment right to confront and cross-examine witnesses against him.

    The State argues that the recent cases regarding the required analysis for admissibility of such statements did not change the law in New Mexico. It contends that the trial court was always required to undergo a fact-intensive inquiry to determine whether there were sufficient indicia of reliability to permit admission. Thus, it argues, because the trial court admitted the statements in the first trial, the statements should remain admissible.

    We propose to disagree with the State’s argument. We agree that the trial court was always required to engage in a fact-intensive inquiry regarding indicia. of reliability of the hearsay statements. See State v. Earnest, 106 N.M. 411, 412, 744 P.2d 539, 540 (1987). Williamson, however, made it clear that a statement needed to be examined, not as a report or narrative, but as a single declaration or remark. Williamson, 512 U.S. at 599. Thus, a statement needs to be broken down into individual declarations and the admissibility of each examined. Clearly, the trial court did not do such an examination before the first trial. Therefore, its earlier examination did not satisfy the analysis required by law and cannot now be relied upon as being correct.

    The State also sought to distinguish Lilly v. Virginia, 119 S.Ct. 1887 (1999), upon which the trial court relied in excluding the entire statement as there was nothing presented to rebut the presumption of unreliability of such a confession. It argues that Nieto’s statement was made as a “material witness” in protective custody and, thus, did not carry the presumption of unreliability. Cf. State v. Gonzales, 1999-NMSC-033, 134, Vol. 38, No. 37 SBB 14, 18. The trial court found that Nieto knew at the time of the interview that he was suspected by police as having been present at the scene of the crimes and that the police may have thought he was implicated. Nieto was advised of his rights, waived them and gave the statement. The circumstances under which the statements were made here were very like those in Lilly, where a co-defendant made a confession to police after being apprehended, brought into custody, advised of his rights and faced with interrogation. Therefore, we believe that the trial court properly considered the decision in Lilly when it determined that the entire statement made by Nieto would be excluded.

    We are unconvinced by the State’s arguments that Nieto’s entire statement subjected him to criminal liability. It argues that he did not minimize or shift blame regarding his knowledge or participation in the crimes. Further, it argues that the indicia of reliability are met by the fact that a reasonable person would not have made such statements if they were not true. The trial court determined otherwise and we do not find an abuse of discretion in such a decision. The trial court’s order shows that it carefully reviewed the entire statement and made factual determinations regarding indicia of reliability.

    Finding no abuse of discretion, we propose to affirm the exclusion of the statements made by Nieto, so long as he is unavailable to testify at trial.

    /s/ A. Joseph Alarid, Judge

     

    cc: Stephen D Aarons, Counsel for Defendant-Appellant Wilkins

  • Teacher’s killer: ‘I did the right thing’

    After jury quickly convicts him of murdering DeVargas teacher, ‘Bozo’ Lopez viciously insults his victim

    By Steve Terrell The New Mexican

    Arthur “Bozo” Lopez stabbed teacher Noah Rodriguez more than 50 times in October 1996. And on Wednesday, just after a jury convicted him of first-degree murder, Lopez took another stab at Rodriguez.

    “I’m not going to say I’m an angel, but the man upstairs knows what happened,” Lopez said. “I know in my heart I did the right thing. I don’t just kill somebody for no reason.

    “He was a disgusting man,” Lopez said of the slain teacher as members of the Rodriguez family sat and held each other in the courtroom. “I think he deserved everything he got.”

    State District Judge Jim Hall became stern. “Your view of Noah Rodriguez is the same as my view of you,” he said. Then Hall sentenced Lopez to life in prison for the murder – which is mandatory for first-degree murders in New Mexico – plus 19 years for his convictions on charges of false imprisonment and tampering with evidence and another 19 years for two felony convictions stemming from a jailhouse disturbance last year.

    This sentence, together with the 28-year sentence Lopez previously received for evidence tampering in the Rodriguez case, means Lopez will serve a sentence of life plus 66 years. Even if he earns “good time” in prison, Lopez will be in his 80s before being released from the penitentiary – barring the conviction being overturned on appeal.

    As sheriff’s deputies led Lopez from the courtroom, the killer turned to the Rodriguez family and said, using an expletive, “I’m glad he … died.”

    The seven-woman, five-man jury took only 45 minutes to convict Lopez. Prosecutor Linda Lonsdale said it is the fastest jury deliberation in a murder case she can remember.

    It was Lopez’s second trial for murdering Rodriguez. In July the first trial ended with a hung jury – with 11 jurors voting to convict Lopez for first-degree murder.

    District Attorney Henry Valdez, who prosecuted the case with Lonsdale, said now that the trial is over, people can remember Rodriguez in the light he deserves. “The verdict has vindicated Noah Rodriguez,” he said. “We lost an outstanding member of our community. Now we should remember Noah Rodriguez for who he was – someone who cared about our kids.”

    Rodriguez won a national award for his teaching at DeVargas Junior High School. He also taught at Santa Fe Community College.

    Valdez also said he was glad jurors rejected Lopez’s claim that he stabbed Lopez after the teacher made an unwelcome sexual advance.

    Rodriguez’s brothers and sisters – who attended every day of the trial – expressed relief at the verdict. “I’m just happy it’s over,” said Bernadette Ault.

    Asked what it was like hearing Lopez insult their brother, Angel Sanford said, “It was like pouring salt into an open wound.”

    Herman Rodriguez said he felt bad for Lopez’s family. His sisters agreed. “We both love our brothers,” Ault said. “We love Noah and they love Arthur. (Lopez’s attorney) Steve Aarons was right. It was a tragedy for two families.”

    Lopez’s parents, Art and Caroline Lopez of Moriarty, expressed anger at the jury’s verdict and the judge’s sentence.

    Asked about her son’s words about Rodriguez, she said, “That’s his reaction. I don’t blame him.” “He asked for a change of venue twice and they denied it both times,” Caroline Lopez said. She said she is convinced that her son was convicted because Rodriguez was a local teacher and her son was from out of town.

    Jurors interviewed after the verdict was announced said that all 12 jurors were in favor of a first-degree murder conviction for Lopez.

    One female juror, who asked not to be named, said she first started leaning toward believing Lopez was guilty after prosecutors played a police 911 tape, in which Rodriguez’s screams for mercy could be heard in the background as a neighbor called to report a disturbance next door. Three neighbors in the 100 block of West Coronado Road – where Lopez lived in a rented guest house – and nearby West Houghton Street reported hearing someone screaming about 3 a.m. Oct. 13, 1996.

    Police drove by the house, but said dispatchers never told them the exact addresses of the people who called.

    The following Monday, when Rodriguez did not show up at DeVargas, his family reported him missing. Rodriguez’s bloodstained car was found on Houghton Street on Oct. 17.

    Police solved the case in late October when a young auto burglar who was arrested told detectives that he had seen Lopez cleaning blood from his home and that Lopez told him he had killed the missing teacher.

    In sentencing Lopez, Hall noted his lengthy criminal record. Among Lopez’s convictions are a 1991 case in which he pointed a gun at a Moriarty convenience store clerk; a conviction of assaulting an officer in the early 1990s when he pushed a deputy who was guarding his brother at an Albuquerque hospital; a burglary conviction for an incident in which he and his brother went to a former friend’s house, forced their way in, beat up the resident and damaged property.

    After Lopez’s arrest, his friends said he was a member of the Brew Town gang in Albuquerque but was not active in gang life in Santa Fe.

    Lopez, who was not married, has a young son who friends said lived with his mother out of town.

     

     

     

  • Wilkins attorney lays cabin killings on Popeleski

    by Ollie Reed Jr. Tribune Reporter

    SOCORRO — Retitling the Torreon cabin killings case “Popcorn’s last Revenge,” defense attorney Stephen Aarons told a jury today that the shooter in the grisly deaths was not his client, Shaun Wilkins

    In his opening statement, Aarons said that instead, Shawn “Popcorn” Popeleski shot does two young adults in a remote Manzano mountain cabin, using a gun owner by one of the victims to commit the crime.

    Aarons said Ben Anaya Jr., 17, and his girlfriend, Cassandra Sedillo, 22, were killed because Popeleski was bitter about kicked out of an Albuquerque gang and partly blamed Anaya.

    Aasons said Popeleski used Anaya’s 22-caliber gun to shoot Anaya and Sedillo as they lay in bed.

    Aarons is representing defendant Wilkins, 20, of Albuquerque, one of four people arrested in the deaths of Anaya, Sedilla and her sons, Johnny Ray Garcia,4, and Mattheu Gene Garcia, 2. The boys starved in the cabin
    See Torreon/A3

  • Pueblo of San Ildefonso v. Ridlon, 103 F.3d 936 (10th Cir 1996)

    103 F.3d 936, 97 CJ C.A.R. 10

    PUEBLO OF SAN ILDEFONSO, Plaintiff-Appellant,
    v.
    Daniel RIDLON and Regents of the University of California,
    Defendants-Appellees.

    No. 95-2197 United States Court of Appeals, Tenth Circuit. Dec. 24, 1996.

    Page 937

    Peter C. Chestnut, Albuquerque, New Mexico, for Plaintiff-Appellant.

     Stephen D. Aarons, Santa Fe, New Mexico, for Defendants-Appellees.

    Before TACHA, Circuit Judge, and GODBOLD * and HOLLOWAY, Senior Circuit Judges.

    GODBOLD, Senior Circuit Judge:

    Appellant Pueblo of San Ildefonso (“Pueblo”), a federally recognized Indian tribe, filed an action under 25 U.S.C. § 3001-3013, the Native American Graves Protection and Repatriation Act (“NAGPRA”), to secure the return of a piece of Native American pottery from Appellees Daniel Ridlon and the Regents of the University of California. On cross-motions for summary judgment the District Court construed Ridlon’s motion as a motion to dismiss for want of subject matter jurisdiction and dismissed the Pueblo’s action pursuant to F.R.C.P. 12(b)(1). We vacate the judgment of the district court..

    1. Factual Background

    In 1978 twelve-year old Daniel Ridlon discovered a piece of Native American pottery while hiking on property owned by Los Alamos County, New Mexico. The pottery consists of two ancient bowls sealed together that contain a bundle of macaw feathers tied with yucca twine. Shortly after his discovery Ridlon turned the pottery over to the Bradbury Museum, a federally-funded museum operated by the Regents of the University of California. The Museum has continually possessed and displayed the pottery since shortly after its discovery in 1978.

    In 1988 the Museum refused Ridlon’s demands for return of the pottery and Ridlon successfully sued the Museum and Los Alamos County in New Mexico state court for conversion. See Opinion of the Federal District Court, No. 93-1467, at 2 (D.N.M. Sept. 14, 1995). However, the state court vacated its judgment and allowed the Pueblo to intervene asserting a right to repatriation of the pottery under NAGPRA. Id. Los Alamos County subsequently assigned its rights in the pottery to the Pueblo. The state court concluded that it lacked jurisdiction over the

    Page 938

    NAGPRA claim and dismissed the action without prejudice. Id.

    Thereafter the Pueblo filed the present action seeking repatriation under NAGPRA, protection of its property interest under the Treaty of Guadalupe-Hidalgo, and declaratory relief pursuant to the Declaratory Judgment Act, 28 U.S.C. § 2201. The U.S. District Court, D.N.M., dismissed the action, finding that neither NAGPRA nor the treaty provided an adequate basis for federal subject matter jurisdiction. Id. at 4. The court also declined to exercise supplemental jurisdiction over the parties’ state law ownership claims. Id. at 6. Because resolution of the NAGPRA issue is determinative of this matter, we do not reach the Pueblo’s other grounds for appeal.

    We exercise subject matter jurisdiction pursuant to 28 U.S.C. § 1291 and NAGPRA’s jurisdictional and repatriation provisions, 25 U.S.C. §§ 3013 and 3005(a) respectively. Section 3013 vests federal courts with jurisdiction over “any action brought by any person alleging a violation of this chapter.” The Pueblo claims a violation of NAGPRA’s repatriation provision, § 3005(a), which applies to “Native American human remains and objects possessed or controlled by Federal agencies and museums.” Since the Bradbury Museum is a “museum” as defined by NAGPRA 1 and has possessed and controlled the pottery since shortly after its discovery, the district court has a basis for subject matter jurisdiction over the Pueblo’s repatriation claim.

    1. Native American Graves Protection & Repatriation Act

    Enacted in 1990, NAGPRA safeguards the rights of Native Americans by protecting tribal burial sites and rights to items of cultural significance to Native Americans. See 43 C.F.R. § 10.1 (1995). Cultural items protected under NAGPRA include Native American human remains, funerary objects, sacred objects, and objects of cultural patrimony. 2 25 U.S.C. § 3001(3)(1990). The Pueblo asserts that the pottery is an object of cultural patrimony and that the Regents had no right to possession of the pottery under NAGPRA. Brief of the Pueblo at 6.

    NAGPRA has two distinct schemes governing the return of Native American cultural items to tribes, with the analysis turning upon whether the item is presently held by a federal agency or museum or is discovered on federal lands after November 16, 1990, NAGPRA’s effective date. First, the Act addresses items excavated on federal lands after November 16, 1990 and enables Native American groups affiliated with those items to claim ownership. See 43 C.F.R. § 10.1 (1995); H.R.Rep. No. 101-877, 101st Cong., 2d Sess. (1990), reprinted in 1990 U.S.C.C.A.N. 4367, 4368. Second, NAGPRA provides for repatriation of cultural items currently held by federal agencies, including federally-funded museums. Id.

    The parties dispute the applicability of NAGPRA. The district court found that the Pueblo’s claim fell short of providing an adequate basis of subject matter jurisdiction. Op. of the Dist. Ct. at 4. The court relied upon NAGPRA’s ownership provision which limits the effect of that section to “… Native American cultural items which are excavated or discovered on Federal or tribal lands after November 16, 1990 …” Id. (citing 25 U.S.C. § 3002(a)). Since “[t]he pottery at issue was discovered prior to the enactment of the NAGPRA on land owned by a county, not the federal government or an Indian tribe,” the district court held that it lacked jurisdiction and dismissed the case. Id.

    Page 939

    On appeal the Pueblo contends that the district court’s reliance on the ownership provision was misplaced because the Pueblo brought its claim under NAGPRA’s repatriation provisions, 25 U.S.C. §§ 3004 and 3005, which are not limited to items found on federal lands after November 16, 1990. Brief of the Pueblo at 7. NAGPRA requires repatriation of items of cultural patrimony that are presently in the possession or control of federally-funded museums provided other requirements of repatriation are met. See 25 U.S.C. §§ 3004, 3005 (1990).

    The Pueblo asserts that NAGPRA’s express statutory language, administrative regulations and legislative history support the conclusion that the Pueblo’s claim for repatriation of the pottery falls within the purview of NAGPRA and does provide a basis for federal subject matter jurisdiction. We agree and, therefore, vacate the judgment of the district court.

    1. Statutory Language

    As a preliminary matter, we note that by § 3013, NAGPRA explicitly vests jurisdiction in federal courts:

    The United States district courts shall have jurisdiction over any action brought by any person alleging a violation of this chapter [NAGPRA] and shall have the authority to issue such orders as maybe necessary to enforce the provisions of this chapter.

    25 U.S.C. § 3013 (1990).

    The Pueblo sought repatriation of the pottery pursuant to 25 U.S.C. §§ 3004 and 3005, which address repatriation of objects presently in the possession or control of federal agencies, including federally-funded museums like the Bradbury Museum. Nothing in the express language of these sections indicates that repatriation is limited by when or where the object subject to repatriation was found. Where statutory language is clear and unambiguous, that language is controlling and courts should not add to that language. U.S. v. Thompson, 941 F.2d 1074, 1077 (10th Cir.1991); Aulston v. U.S., 915 F.2d 584 (10th Cir.1990), cert. denied, 500 U.S. 916, 111 S.Ct. 2011, 114 L.Ed.2d 98 (1991). The language of the repatriation section supports federal subject matter jurisdiction in this case.

    First, 25 U.S.C. § 3005(a) entitled “Repatriation of Native American human remains and objects possessed or controlled by Federal agencies and museums,” provides

    If, pursuant to § 3004 of this title, the cultural affiliation with a particular Indian tribe … is shown with respect to … objects of cultural patrimony, then the Federal agency or museum, upon the request of the Indian tribe … and pursuant to subsections (b), (c), and (e) of this section, shall expeditiously return such objects.

    25 U.S.C. § 3005(a)(2) (1990). As the title of § 3005 indicates, repatriation applies to items presently in possession of federally-funded museums, including items possessed on November 16, 1990, NAGPRA’s effective date. Unlike the restrictive ownership provision, nowhere does the language of this section suggest that repatriation is limited to post-November 16, 1990 excavations on federal lands. Although the district court correctly concluded that NAGPRA’s ownership provision only applies to items found after November 16, 1990 on federal lands, the court should not have imposed date and location restrictions on repatriation where nothing in NAGPRA’s statutory scheme or language requires such limitations.

    Second, the only section of the Act that expressly contains a limiting date is the ownership section, § 3002, which relates only to items excavated or discovered on federal lands after November 16, 1990. The district court concluded that, because the pottery was discovered in 1978 on non-federal land, the ownership provision did not apply to the pottery. However, the Pueblo did not sue under the ownership section. The Pueblo sued under § 3005, claiming a right of repatriation of the pottery. Because NAGPRA’s express language does not limit repatriation to items found after November 16, 1990,

    Page 940

    NAGPRA applies to the Pueblo’s repatriation claim as a matter of law.

    1. Administrative Interpretations

    Administrative interpretations support the Pueblo’s contention that repatriation is not limited by when a Native American object was found. First, regulations issued to carry out the provisions of NAGPRA distinguish between ownership and repatriation. “An administrative agency’s interpretation of a statute which the agency is entrusted to administer is entitled to considerable deference by a reviewing court.” Bernstein v. Sullivan, 914 F.2d 1395, 1400 (10th Cir.1990).

    NAGPRA Regulations are subdivided into two distinct subparts that separately address repatriation and ownership. Subpart B concerns the disposition of Native American items discovered or excavated, either inadvertently or intentionally, on federal lands after November 16, 1990. 43 C.F.R. §§ 10.3(a) & 10.4(a) (1995). Subpart C addresses repatriation of Native American objects in possession of federal agencies and museums. 43 C.F.R. §§ 10.8–10.10 (1995). Regulations concerning repatriation do not contain a limiting date and, therefore, support the conclusion that the Pueblo stated a claim under NAGPRA to establish federal subject matter jurisdiction.

    III. Conclusion

    We VACATE the district court’s judgment and REMAND for further proceedings consistent with this opinion.

    —————

    * The Honorable John C. Godbold, Senior United States Circuit Judge for the Eleventh Circuit Court of Appeals, sitting by designation.

    1 Section 3001(8) defines “museum” as “any institution or State or local government agency (including any institution of higher learning) that receives federal funds and has possession of, or control over, Native American cultural items.” 25 U.S.C. § 3001(8)(1990).

    2 An item of cultural patrimony is “an object having ongoing historical, traditional, or cultural importance central to the Native American group or culture itself, rather than property owned by an individual Native American, and which, therefore, cannot be alienated, appropriated, or conveyed by any individual regardless of whether or not the individual is a member of the Indian tribe or Native Hawaiian organization and such object shall have been considered inalienable by such Native American group at the time the object was separated from such group.” 25 U.S.C. § 3001(3)(D).

     

  • Garrity v. Overland Sheepskin Co, 121 NM 710 (1996)

    Supreme Court of New Mexico

    917 P.2d 1382 121 N.M. 710, 132 Lab.Cas. P 58,154

    Joan GARRITY, Dawn Garrity Wood, and Troy Garrity,
    Plaintiffs-Appellants,
    v.
    OVERLAND SHEEPSKIN COMPANY OF TAOS, a New Mexico
    corporation, Overland Outfitters, Inc., an Iowa
    corporation, Overland Sheepskin, a New
    Mexico corporation, and James
    Leahy, Defendants-Appellees.

    No. 22181.

    Page 1383

    [121 N.M. 711] Aarons Law Firm, P.C., Stephen D. Aarons, Santa Fe, for Appellants.

    Herrera, Long & Pound, P.A., John B. Pound, Santa Fe, for Appellees.

    OPINION

    FROST, Chief Justice.

    1. This appeal involves what are essentially two separate claims arising out of a similar employment background. The first claim is by Joan Garrity and her daughter Dawn Garrity Wood (the Garritys) against Overland Outfitters, Inc. (Overland Outfitters), for wrongful discharge and breach of contract. The second claim is a personal injury suit brought by Joan Garrity’s son Troy Garrity (Troy) against Overland Sheepskin Company of Taos, Inc. (Overland Sheepskin). We will address both these claims in turn.
    2. FACTS
    3. Overland Sheepskin is a corporation owned by James and Leslie Leahy that controls

    Page 1384

    [121 N.M. 712] and operates a chain of retail stores selling sheepskin coats, animal pelts, clothing, and various other leather and fur products. Joan, Dawn, and Troy all worked as sales staff in Overland Sheepskin’s Santa Fe store. On February 28, 1991, Overland Sheepskin sold its Santa Fe store to Overland Outfitters, a national retail organization. Overland Outfitters continued to operate the Santa Fe store in the same manner as Overland Sheepskin had done. As part of the sales agreement, James Leahy, who owned the building that houses the Santa Fe store, agreed to lease the property to Overland Outfitters.

    1. The Garritys’ Claim
    2. Shortly after Overland Outfitters purchased the Santa Fe store in February 1991, it brought in Bruce Davis as the new store manager. Davis retained the Garritys as sales staff for Overland Outfitters and raised their pay. The Garritys allege that they noticed Davis exhibiting unusual behavior shortly after he began working at the Santa Fe store. They allege that he would frequently retire to a room in the back of the store, which he used as his apartment, and when he emerged he acted aggressively and erratically. They also allege that, on one occasion, Troy’s friend looked through a partially opened office door and observed Davis sniffing a white powdery substance. Shortly following this incident, Joan Garrity phoned Leslie Leahy, who was acting as the Santa Fe contact for Overland Outfitters, and reported her suspicions that Davis was using illegal drugs. Leslie Leahy agreed to notify the owner of Overland Outfitters. One week later, on April 4, 1991, Davis fired the Garritys. The Garritys then sued for breach of employment contract and wrongful discharge.1 After the Garritys presented their case in chief, the trial court granted Overland Outfitters’ motion for a directed verdict.
    3. Troy’s Claim
    4. Troy alleges that, after the February sale of the Santa Fe store to Overland Outfitters, James Leahy continued to ship truckloads of exotic animal pelts from Overland Sheepskin’s warehouse in Taos to the Santa Fe store. Troy was responsible for loading, unloading, and inventorying many of these shipments. Troy states that one of these shipments included a decomposing bear pelt, which he was instructed to return to Taos.
    5. Troy contends that on approximately March 18, 1991, he contracted a debilitating illness. In April 1991 Overland Outfitters fired Troy. About one year later, Troy learned from an infectious disease specialist that he had likely contracted chronic brucellosis. Brucellosis is a rare, incurable, bacterial disease endemic among wild animals and domesticated sheep. The disease is not contagious between humans, but humans can contract the disease from direct exposure to the blood or tissue of infected animals. The specialist indicated that Troy had probably contracted the disease from handling the animal pelts.
    6. Troy filed a complaint with the Workers’ Compensation Division against Overland Outfitters, his employer at the time he alleged that he contracted the disease. Troy settled his workers’ compensation claim against Overland Outfitters for $50,000. As part of the settlement, the parties executed a release that applied directly to Overland Outfitters, but also included Overland Sheepskin, Troy’s former employer, as a predecessor in interest of Overland Outfitters. Troy then sued Overland Sheepskin as supplier and consignor of the suspectedly diseased pelts and James Leahy in his role of landlord of the premises. The trial court granted summary judgment in favor of Overland Sheepskin, holding that Troy released his claim

    Page 1385

    [121 N.M. 713] against Overland Sheepskin when he released Overland Outfitters.2

    1. The Garritys and Troy appeal from the trial court’s judgments. We affirm the trial court as to the Garritys’ claims and reverse and remand as to Troy’s personal injury claim.
    2. THE GARRITYS’ WRONGFUL DISCHARGE CLAIMS
    3. The trial court granted Overland Outfitters’ motion for directed verdict against the Garritys on their claims for breach of employment contract and retaliatory discharge. On appeal from a grant or denial of a motion for a directed verdict, we view the facts and all reasonable inferences in the light most favorable to the party resisting the motion. Gonzales v. Surgidev Corp., 120 N.M. 133, 145, 899 P.2d 576, 588 (1995); Bourgeous v. Horizon Healthcare Corp., 117 N.M. 434, 437, 872 P.2d 852, 858 (1994).
    4. The Garritys’ Employment Contract Claim
    5. The Garritys first argue that they were fired in violation of an oral employment contract. This argument is without merit. Neither Joan Garrity nor Dawn Garrity Wood testified that Davis or Overland Outfitters ever offered the Garritys an employment contract. The Garritys’ also did not allege at trial that Davis or Overland Outfitters even made any promises to them that they could be fired only for just cause. Dawn Garrity Wood did testify that she had a general feeling that if she did good work, she would always have a job at Overland Outfitters.
    6. However, a vague impression or general feeling of continued employment is not sufficient to create an employment contract.

    The general rule in New Mexico is that an employment contract is for an indefinite period and is terminable at the will of either party unless the contract is supported by consideration beyond the performance of duties and payment of wages or there is an express contractual provision stating otherwise.

    Hartbarger v. Frank Paxton Co., 115 N.M. 665, 668, 857 P.2d 776, 779 (1993), cert. denied, — U.S. —-, 114 S.Ct. 1068, 127 L.Ed.2d 387 (1994). Courts have allowed an exception to the at-will employment rule when there is an implied contract arising out of an employer’s promise not to fire an employee except for just cause. Id. However, we will not find an implied contract for cases in which “the alleged promise by the employer [is] not sufficiently explicit.” Id. at 669, 857 P.2d at 780.

    1. To bolster their claim, the Garritys point out that Overland Outfitters had a written personnel policy which they argue created an implied contract. However, Overland Outfitters first published this personnel policy in August 1991, four months after Overland Outfitters fired the Garritys. The Garritys, however, rely on a statement made by Davis in his deposition. After being asked whether he may have communicated the terms of the personnel policy to the Garritys in March 1991, Davis replied: “I don’t recall having done that. It’s not unlikely that I did mention [it].” This statement, upon which the Garritys place much significance, is equivocal at best. However, even if we assume that this statement could give rise to the inference that Davis promised to abide by the terms of the written personnel policy, we conclude that this policy did not create an implied employment contract.
    2. The written personnel policy of August 1991 expressly provided that Overland Outfitters “reserve[d] the right to terminate any employee without notice for any reason (as long as such termination is not in violation of law).” As we explained in Hartbarger: “An implied contract is created only where an employer creates a reasonable expectation.

    Page 1386

    [121 N.M. 714] The reasonableness of expectations is measured by just how definite, specific, or explicit has been the representation or conduct relied upon.” Id. at 672, 857 P.2d at 783. Given the express reservation of the right to terminate an employee for any reason, Overland Outfitters’ written personnel policy cannot be said to have created any reasonable expectation of an implied contract. See id. at 672-75, 857 P.2d at 783-86 (rejecting implied contract claim under similar circumstances). Accordingly, we conclude that the Garritys were at-will employees without an employment contract either express or implied.

    1. The Garritys’ Retaliatory-Discharge Claim
    2. The Garritys next argue that, even if they did not have an employment contract, they still were improperly terminated. They allege that Overland Outfitters fired them for reporting the illegal activities of the store manager, which firing, they argue, violates public policy and gives rise to a tort claim for retaliatory discharge.
    3. New Mexico first recognized the tort of retaliatory discharge in Vigil v. Arzola, 102 N.M. 682, 686-90, 699 P.2d 613, 617-21 (Ct.App.1983), rev’d in part on other grounds, 101 N.M. 687, 687 P.2d 1038 (1984), overruled in part on other grounds by Chavez v. Manville Prods. Corp., 108 N.M. 643, 649, 777 P.2d 371, 377 (1989). In Vigil, the Court of Appeals noted that, traditionally, employers could fire at-will employees for good cause, no cause, or even for reasons that were morally suspect. Id. at 686, 699 P.2d at 617. However, this strict policy created harsh results that were sometimes contrary to the general public welfare. Consequently, the Vigil Court joined a growing number of jurisdictions that recognize a public-policy exception to the traditional at-will employee discharge rule. Id. at 688, 699 P.2d at 619.
    4. The Court explained in Vigil that, for employees to recover under a retaliatory-discharge claim, they must demonstrate that they were discharged because they performed acts that public policy has authorized or would encourage, or because they refused to do something required by an employer that public policy would condemn. Id. at 689, 699 P.2d at 620. The employees must show a causal connection between their actions and their subsequent discharge. Id.; see also Shovelin v. Central N.M. Elec. Coop., 115 N.M. 293, 303, 850 P.2d 996, 1006 (1993). In addition, in cases involving discharge for reporting illegal activity, or “whistleblowing,” employees must show that their actions furthered a public interest rather than a private one. Gutierrez v. Sundancer Indian Jewelry, Inc., 117 N.M. 41, 48, 868 P.2d 1266, 1273 (Ct.App.1993) (quoting Wagner v. City of Globe, 150 Ariz. 82, 89, 722 P.2d 250, 257 (1986) (en banc)), cert. denied, 117 N.M. 121, 869 P.2d 820 (1994).
    5. Public Policy Requirement
    6. In Shovelin, this Court explained, “The linchpin of a cause of action for retaliatory discharge is whether by discharging the complaining employee the employer violated a ‘clear mandate of public policy.’ ” Shovelin, 115 N.M. at 303, 850 P.2d at 1006 (quoting Vigil, 102 N.M. at 688, 699 P.2d at 619). We also described several sources of public policy that could serve as the basis for a claim of retaliatory discharge, including legislation that defines a public policy without necessarily specifying either a right or a remedy for an employee. Id.
    7. In the present case, the public policy at issue is the reporting of suspected illegal activities, namely, the use of illegal drugs. Although our legislature has not provided any specific rights or remedies for employees who discover or suspect that a coworker or supervisor is committing a crime, it has clearly enunciated a strong public policy against condoning criminal activity and in favor of uncovering and eradicating it. As the Illinois Supreme Court stated:

    There is no public policy more basic, nothing more implicit in the concept of ordered liberty than the enforcement of a State’s

    Page 1387

    [121 N.M. 715] criminal code. There is no public policy more important or more fundamental than the one favoring the effective protection of the lives and property of citizens.

    No specific constitutional or statutory provision requires a citizen to take an active part in the ferreting out and prosecution of crime, but public policy nevertheless favors citizen crime-fighters. “Public policy favors the exposure of crime, and the cooperation of citizens possessing knowledge thereof is essential to effective implementation of that policy. Persons acting in good faith who have probable cause to believe crimes have been committed should not be deterred from reporting them….”

    Palmateer v. International Harvester Co., 85 Ill.2d 124, 52 Ill.Dec. 13, 16-17, 421 N.E.2d 876, 879-80 (1981) (citations omitted) (holding that firing of employee who had reported suspected illegal activity of coworker to police and had agreed to assist in police investigation violated a clear mandate of public policy and gave rise to claim of retaliatory discharge) (quoting Joiner v. Benton Community Bank, 82 Ill.2d 40, 44 Ill.Dec. 260, 262, 411 N.E.2d 229, 231 (1980)). Cf. Sheets v. Teddy’s Frosted Foods, Inc., 179 Conn. 471, 427 A.2d 385, 388-89 (1980) (holding that reporting violations of state food-labelling laws was important public-policy concern that supported action for retaliatory discharge); Harless v. First Nat’l Bank, 162 W.Va. 116, 246 S.E.2d 270, 275-76 (1978) (holding that firing employee for reporting violations of consumer credit protection laws implicated strong public-policy concerns sufficient to support claim for retaliatory discharge). Accordingly, we conclude that the Garritys have alleged an interest for which there is a clear mandate of public policy.

    1. Public Benefit Requirement
    2. A finding that clear public-policy considerations are implicated is only the first step, however, in evaluating whether the employee is entitled to pursue a retaliatory-discharge claim. When an employee is discharged for whistleblowing, the employee must also demonstrate that his or her actions furthered the public interest rather than served primarily a private interest. As the Court of Appeals explained in Gutierrez: “We believe that whistleblowing activity which serves a public purpose should be protected. So long as employees’ actions are not merely private or proprietary, but instead seek to further the public good, the decision to expose illegal or unsafe practices should be encouraged.” Gutierrez, 117 N.M. at 48, 868 P.2d at 1273 (quoting Wagner, at 89, 722 P.2d at 257). See generally Henry H. Perritt. Jr., Employee Dismissal Law and Practice §§ 5.1, 5.17 (2d ed. 1987 & Supp.1989) (explaining that, to establish prima facie case, employee must show that discharge actually placed asserted public-policy interest in jeopardy under the facts of the case).
    3. The California Supreme Court clearly laid out this public-benefit requirement, stating, “Even [when] a statutory touchstone has been asserted, we must still inquire whether the discharge is against public policy and affects a duty which inures to the benefit of the public at large rather than to a particular employer or employee.” Foley v. Interactive Data Corp., 47 Cal.3d 654, 254 Cal.Rptr. 211, 217, 765 P.2d 373, 379 (1988) (in bank). In Foley the employee was fired for reporting to company management that the FBI was investigating his supervisor for embezzling from a previous employer. Id. The court explained:

    Whether or not there is a statutory duty requiring an employee to report information relevant to his employer’s interest, we do not find a substantial public policy prohibiting an employer from discharging an employee for performing that duty. Past decisions recognizing a tort action for discharge in violation of public policy seek to protect the public, by protecting the employee who refuses to commit a crime, who reports criminal activity to proper authorities, or who discloses other illegal, unethical, or unsafe practices. No equivalent public interest bars the discharge of the present plaintiff. When the duty of an employee to disclose information to his

    Page 1388

    [121 N.M. 716] employer serves only the private interest of the employer, the rationale underlying [a wrongful discharge] cause of action is not implicated.

    Id. at 218, 254 Cal.Rptr. at 380 (citations omitted) (footnotes omitted).

    1. Although the information reported by the employee in Foley concerned only prior criminal activity, subsequent cases have held that this distinction between serving a private interest rather than the public interest applies equally to reports of ongoing criminal activities. In American Computer Corp. v. Superior Court, an employee was fired for reporting to superiors suspected embezzlement by a coworker. American Computer Corp. v. Superior Court, 213 Cal.App.3d 664, 261 Cal.Rptr. 796, 797 (Ct.App.), review denied, (Nov. 16, 1989). The California Court of Appeal concluded that the internal reporting of suspected embezzlement of company funds primarily benefitted the private interest of the employer and only remotely protected the public interest. Id. at 798-99; see also Jeffers v. Butler, 762 F.Supp. 308, 310 (D.N.M.1990) (interpreting New Mexico law as denying retaliatory-discharge claim when employee’s action benefits private rather than public interest (quoting Foley, 765 P.2d at 379)), aff’d, 931 F.2d 62, 1991 WL 59365 (10th Cir.1991).
    2. The Garritys argue that any internal report of another’s illegal activity should be sufficient to satisfy the public interest requirement, without any additional showing of actual public benefit. However, such an open-ended rule would broaden the public-policy exception to the at-will doctrine beyond its limited purpose. As we explained in Shovelin, “the courts interpreting New Mexico law have adhered to the rule that retaliatory discharge is a narrow exception to the rule of employment at will and have refused to expand its application.” Shovelin, 115 N.M. at 304, 850 P.2d at 1007.
    3. Overland Outfitters argues, on the other hand, that an employee’s internal reporting of illegal activity to his or her employer is never in the public interest. Overland Outfitters contends that the only way an employee can benefit the public interest is if the employee reports the illegal activity to a governmental agency. For support, Overland Outfitters relies on Gutierrez, in which the Court of Appeals stated that “allowing an employer to retaliate against an employee for reporting unsafe working conditions to appropriate public officials is contrary to public policy in New Mexico and gives rise to a common-law remedy.” Gutierrez, 117 N.M. at 47, 868 P.2d at 1272 (emphasis added). Overland Outfitters therefore contends that, because the Garritys reported their suspicions to their employer rather than the police, their retaliatory-discharge claim must fail. However, this is too limited a reading of Gutierrez and of the law of retaliatory discharge.
    4. In Gutierrez, the Court considered the claim of an employee discharged for reporting unsafe working conditions to the appropriate public agency. The Court properly concluded that such whistleblowing to a public agency furthers the public interest in a safe workplace and would serve as the basis for a retaliatory-discharge suit. Id. The Gutierrez Court, however, did not address the case of an employee reporting information only to his or her supervisor; and the above quoted language should not be read as foreclosing the possibility of bringing a retaliatory-discharge claim in such circumstances.
    5. More relevant to our analysis is the Gutierrez Court’s statement noting, “Whether an employee has stated a sufficient policy to recover for the tort of wrongful discharge is determined on a case-by-case basis.” Id. As the Court explained:

    [T]here is a tension between the obvious societal benefits in having employees with access to information expose activities which may be illegal or which may jeopardize health and safety, and accepted concepts of employee loyalty; nevertheless we conclude that on balance actions which enhance the enforcement of our laws or expose unsafe conditions, or otherwise serve some singularly public purpose, will inure to the benefit of the public.

    Page 1389

    [121 N.M. 717] Id. at 48, 868 P.2d at 1273 (emphasis added) (quotingWagner, 722 P.2d at 257). Accordingly, when evaluating a retaliatory-discharge claim in which an employee has asserted a clear mandate of public policy but did not alert the appropriate public officials, the courts must determine on a case-by-case basis whether the employee’s actions furthered some singularly public purpose or served primarily to benefit the private interest of the employer or employee.

    1. Turning to the present case, we conclude that the Garritys’ actions served primarily to benefit their employer and themselves rather than the public at large. Both of the Garritys testified at length regarding the difficulties they had in working under Davis because of his erratic and aggressive behavior. Joan Garrity testified that on one occasion she even suspected that Davis was intentionally trying to set Dawn up and get her in trouble with the store owners. The Garritys were also concerned about Davis’s temperament and his managerial skills. The Garritys’ report about Davis was designed to help their employer correct what they perceived to be a potentially troublesome situation in the workplace as well as to improve their own work environment.
    2. The Garritys have not demonstrated that by reporting their suspicions to their employer they would have furthered the public policy of preventing crimes or protecting the general public from the social evils associated with illegal drug use. There was no indication that Davis’s behavior posed any real or direct threat of harm to the public nor that the Garritys were acting to protect the general public.
    3. We note that this case does not involve an employee in a profession for which drug use would pose an immediate, identifiable risk to the public. Cf. Semore v. Pool, 217 Cal.App.3d 1087, 266 Cal.Rptr. 280, 286-88 (Ct.App.) (noting in wrongful-discharge case that public-safety interest may outweigh employee’s privacy right to be free from random drug tests when employee works in dangerous or sensitive position, such as in chemical manufacturing plant), review denied, (May 31, 1990); Luck v. Southern Pac. Transp. Co., 218 Cal.App.3d 1, 267 Cal.Rptr. 618, 630-32 (Ct.App.) (holding that, although railroad operation generally involves safety considerations, employee’s role as computer technician unconnected with train operation did not implicate safety interests, and therefore drug testing was unwarranted), review denied, (May 31, 1990), cert. denied, 498 U.S. 939, 111 S.Ct. 344, 112 L.Ed.2d 309 (1990). Nor does this case involve an economic crime that directly injures the general public and that an employer can remedy immediately if made aware of the problem. See, e.g., Collier v. Superior Court, 228 Cal.App.3d 1117, 279 Cal.Rptr. 453, 455-56 (Ct.App.) (noting that internal report of criminal activity that involved alleged unfair pricing, antitrust violation, and tax fraud implicated substantial public interest rather than just economic loss to employer and properly served as basis for retaliatory-discharge claim), review denied, (June 27, 1991); Vigil, 102 N.M. at 690, 699 P.2d at 620 (noting internal report of misuse of public money may serve as basis for retaliatory-discharge claim). The mere fact that the Santa Fe store was a retail establishment in which members of the public possibly could have come into contact with Davis while he was allegedly on drugs, is not sufficient to transform the nature of the Garritys’ internal report from an action primarily designed to further their employer’s private interests as well as to improve their own work environment into an action taken for the benefit of the public good. Accordingly, we affirm the trial court’s grant of a directed verdict against the Garritys on their retaliatory-discharge claim.

    III. TROY’S TORT CLAIM AGAINST OVERLAND SHEEPSKIN

    1. Troy raises an entirely different issue in his appeal than those raised by his mother and sister. Troy contends that the trial court erred in granting summary judgment on his personal injury claim against Overland Sheepskin in its capacity as supplier of pelts allegedly infected with the brucella bacteria.

    Page 1390

    [121 N.M. 718] 29. ” ‘Summary judgment is proper if there is no genuine issue as to any material fact and the moving party is entitled to judgment as a matter of law.’ If the facts are undisputed and only a legal interpretation of the facts remains, summary judgment is the appropriate remedy.” Board of County Comm’rs v. Risk Management Div., 120 N.M. 178, 179, 899 P.2d 1132, 1133 (1995) (quoting Koenig v. Perez, 104 N.M. 664, 665, 726 P.2d 341, 342 (1986)) (citation omitted).

    1. The Release and Settlement Agreement Did Not Release Overland Sheepskin in Its Capacity as Supplier and Consignor of Pelts
    2. The trial court granted summary judgment for Overland Sheepskin based on Troy’s “Complete Release and Settlement Agreement,” in which Troy released Overland Outfitters from any workers’ compensation claim. The trial court concluded that Overland Sheepskin was Troy’s employer prior to the sale of the store to Overland Outfitters and that the Overland Outfitters release also released all of Overland Outfitters’ predecessors in interest including Troy’s previous employers. Troy argues that the intent of the parties was only to release Overland Sheepskin in its capacity as Troy’s former employer, and not in its capacity as a subsequent supplier of allegedly contaminated pelts. Overland Sheepskin counters that the terms of the release are facially unambiguous and serve to release Overland Sheepskin from all claims against it, either in its role as employer or as supplier and consignor of pelts.
    3. We agree with the trial court that the release is not ambiguous. However, we disagree with the court’s conclusion that, by releasing Overland Sheepskin in its role as former employer, the parties also intended to release Overland Sheepskin from all non-employment-based claims as well. We conclude as a matter of law that the agreement only released Overland Sheepskin in its capacity as former employer and not in its capacity as supplier and consignor of allegedly infected pelts. See C.R. Anthony Co. v. Loretto Mall Partners, 112 N.M. 504, 510, 817 P.2d 238, 244 (1991) (noting that when proper interpretation of terms is sufficiently clear that no reasonable person would determine the issue in any way but one, it may properly be decided as a matter of law).
    4. Troy’s release provided in relevant part:

    In consideration of the lump sum payment referred to in Paragraph IV, … Troy Garrity … hereby releases and forever discharges Overland Outfitters, Inc. and USF & G … and predecessors or successors of interest to Overland Outfitters of [sic] USF & G in their respective capacities as predecessors or successors of interest, of and from any and all claims, … including but not limited to any common law claim, statutory liability claim, Occupational Disease Disablement Act claim, Workers’ Compensation Act claim, vocational rehabilitation claim, costs and attorney fees, or any other claims … on account of, arising out of, or any way related to the Occurrence … as more specifically set forth in the pleadings filed by Troy Garrity in the Workers’ Compensation Division, Cause No. 92-05066; the scope of this release includes the release of Overland Sheepskin Co., the predecessor in interest of Overland Outfitters, Inc., from any and all Occupational Disease Disablement Act Claims and/or Workers’ Compensation Act claims.

    (Emphasis added).

    1. We note that the agreement does specifically release Overland Outfitters’ predecessors in interest, which included Overland Sheepskin. However, it only releases the predecessors in interest “in their respective capacities” as predecessors in interest. Accordingly, this agreement is properly read as only releasing Overland Sheepskin from any claim that could be brought against it in its capacity as Troy’s former employer. Troy’s personal injury claim, however, is premised on Overland Sheepskin acting not as his employer but as a supplier and consignor of allegedly infected pelts, with which Troy

    Page 1391

    [121 N.M. 719] claims he came into contact after Overland Sheepskin had sold the Santa Fe store to Overland Outfitters and was no longer Troy’s employer. Accordingly, under this language, Troy only released Overland Sheepskin for any claims relating to his illness which arose before February 28, 1991, when Overland Sheepskin was still Troy’s employer.

    1. This interpretation is fully clarified by the final clause in the above-quoted paragraph. This clause specifically states that the scope of the agreement “includes the release of Overland Sheepskin Co., the predecessor in interest of Overland Outfitters, Inc., from any and all Occupational Disease Disablement Act Claims and/or Workers’ Compensation Act claims.” (Emphasis added). Claims based on the Occupational Disease Disablement Act or Workers’ Compensation Act can be raised only against an employer. See NMSA 1978, §§ 52-1-6, -8, -9 (Repl.Pamp.1991) (discussing applicability of Workers’ Compensation Act to employers); NMSA 1978, §§ 52-3-6 to -8 (Repl.Pamp.1991) (discussing applicability of Occupational Disease Disablement Act to employers). Accordingly, the agreement can only be read as releasing Overland Sheepskin in its role as a previous employer potentially subject to Workers’ Compensation claims or Occupational Disease Disablement Act claims.
    2. Furthermore, extrinsic evidence of the circumstances surrounding the formation of the agreement does not support the possibility of a different interpretation. See Hansen v. Ford Motor Co., 120 N.M. 203, 206, 900 P.2d 952, 955 (1995) (noting court properly may consider extrinsic evidence to determine whether or not terms of a release are in fact ambiguous). In a letter from Overland Outfitters’ attorney to Troy’s attorney on the day following the execution of the release, Overland Outfitters’ attorney stated:

    I expressed to you my intention that the Complete Release and Settlement Agreement release all workers’ compensation claims and occupational disease claims of any type. In so doing this also has the legal effect of releasing [Overland Outfitters] from any negligence claims pursuant to the exclusivity provisions of the Workers’ Compensation Act and the Occupational Disease Disablement Act. Along these lines, I expressed to you my belief that this same exclusivity provision would bar any claim by Mr. Garrity against Overland Sheepskin Company.

    …. I simply want to make clear that Respondents are not endorsing any third party claims Mr. Garrity claims to have. Rather any claims Mr. Garrity has or may claim to have are governed by the express language of the Complete Release and Settlement Agreement and the current status of New Mexico Law.

    Letter from R. Michael Shickich to Stephen D. Aarons (Mar. 2, 1993) (emphasis added).

    1. This letter indicates that Overland Outfitters only intended to expressly release the employment-related claims for both itself and for Overland Sheepskin. In the letter, Overland Outfitters stated its belief that such a release would have the legal effect of also barring all other claims against itself and Overland Sheepskin. However, the legal effect of a release is for the courts to determine, and, indeed, we will address this issue below. For purposes of interpreting the agreement, this letter confirms that the parties did not expressly release all nonemployment claims against Overland Sheepskin. Overland Outfitters instead agreed to execute the more limited release and chose to stand on what it perceived to be the legal effect of that release.
    2. In addition, we note that the letter sent by Troy’s attorney, to which the above letter was responding, expressed a similar understanding of the agreement. Troy’s affidavit to the Workers’ Compensation judge in support of the settlement, which both parties initialed and which is referenced in the release agreement, also indicates that the parties intended the agreement to be a release of Overland Sheepskin for all employment-related claims.
    3. The Overland Outfitters Release Does Not Preclude Troy’s Third-Party Personal Injury Suit Against Overland Sheepskin
    4. Overland Sheepskin next contends that, even if there had been no release

    Page 1392

    [121 N.M. 720] at all, Troy’s claim would still be barred by the exclusivity provisions of the Workers’ Compensation Act. See § 52-1-9 (stating that the Act provides the exclusive remedy for employees injured on the job); see generally Harger v. Structural Servs., Inc., 121 N.M. 657, 916 P.2d 1324 (1996) (discussing exclusivity provisions of Workers’ Compensation Act). Overland Sheepskin argues that the change in ownership of the Santa Fe store from Overland Outfitters to Overland Sheepskin was equivalent to a change in the internal structure of a single company. Overland Sheepskin points out that the inventory in the store at the time of the February sale became Overland Outfitters’ property, except for the pelts, which Overland Sheepskin retained and put on consignment at Overland Outfitters’ store. Overland Sheepskin therefore argues that Troy’s claim should be treated as a claim against an employer that would be governed by Section 52-1-9 of the Workers’ Compensation Act and by the release.

    1. Troy counters that Overland Sheepskin and Overland Outfitters are two distinct corporations and that, after the sale, Overland Sheepskin was no longer in an employment relationship with Troy. He contends that, after the sale, Overland Sheepskin became a pelt supplier and continued to ship pelts to the Santa Fe store for sale on consignment for its own profit. Troy also presented evidence that he contracted brucellosis in March from one of Overland Sheepskin’s pelts sent to the Santa Fe store after Overland Sheepskin had sold the store to Overland Outfitters.
    2. For legal support, both sides rely on cases addressing the dual-persona doctrine as backing their respective positions and cite cases discussing this doctrine. The dual-persona doctrine provides an exception to the exclusivity provisions of the Workers’ Compensation Act in limited circumstances. Under the dual-persona doctrine, an employer may be treated as a third party, vulnerable to a tort suit by an employee, if, and only if, the employer possesses a second persona sufficiently independent from and unrelated to its status as employer. Salswedel v. Enerpharm, Ltd., 107 N.M. 728, 731, 764 P.2d 499, 502 (Ct.App.1988) (explaining that employer may be liable under dual-persona doctrine in its role as partner in real estate investment and management group that was responsible for maintaining unrelated property where employee suffered injury). However, the dual-persona doctrine is inapplicable in this case.
    3. The real issue in this case is not whether Overland Sheepskin, as employer, has another persona as supplier. Instead the issue is whether Overland Sheepskin should be considered Troy’s employer at all. If Overland Sheepskin and Overland Outfitters are sufficiently connected so as to represent in reality a single corporate owner and employer for the Santa Fe store, then Overland Sheepskin would gain the benefit of the exclusivity provisions of the Workers’ Compensation Act, as well as the release. The dual-persona doctrine would not apply because Overland Sheepskin’s role as pelt supplier would plainly be related to its role as surrogate store owner. If, on the other hand, Overland Sheepskin is independent of Overland Outfitters, then it ceased being Troy’s employer on February 28, 1991, and would not be protected by the exclusivity provisions of the Workers’ Compensation Act or the release.
    4. As noted above, both sides in this case contest whether the sale represented a true change in ownership, which in turn will determine if Troy is entitled to maintain his suit against Overland Sheepskin as a pelt supplier. However, this argument is a factual dispute for the jury to evaluate after hearing all the evidence.
    5. Overland Sheepskin also contests the date that Troy contracted brucellosis (as well as the fact that he contracted the disease at all). Of course, if Overland Sheepskin can demonstrate that Troy contracted the disease before February 28, 1991, during the time when Overland Sheepskin was still Troy’s employer, then Troy’s suit would be barred

    Page 1393

    [121 N.M. 721] under the terms of the release Troy entered into with Overland Outfitters. Again, this is a factual dispute for the jury to resolve. Having determined as a matter of law that the Troy’s release and settlement with Overland Outfitters does not bar Troy’s suit against Overland Sheepskin in its capacity as supplier and consignor of allegedly infected pelts, we hold that the trial court erred in granting summary judgment for Overland Sheepskin on Troy’s third-party, personal-injury claim.

    1. CONCLUSION
    2. For the foregoing reasons we affirm the trial court’s grant of Overland Outfitters’ motion for directed verdict against Joan Garrity and Dawn Garrity Wood on their breach of contract and retaliatory-discharge claims. We reverse the trial court’s grant of summary judgment against Troy Garrity in his personal-injury claim against Overland Sheepskin, and we remand that case for further proceedings consistent with this opinion.

    IT IS SO ORDERED.

    RANSOM, BACA and FRANCHINI, JJ., and DIANE DAL SANTO, District Judge, concur.

    —————

    1 Troy Garrity and both Joan Garrity and Dawn Garrity Wood filed their claims jointly against Overland Outfitters, Overland Sheepskin, and James Leahy even though Troy and the Garritys were proceeding under different theories of recovery. The trial court severed Troy’s suit against Overland Sheepskin and James Leahy from the Garritys’ trial against Overland Outfitters.

    2 The court denied Leahy’s summary judgment motion. For reasons of judicial economy, Troy has delayed proceeding with his claim against Leahy as landlord pending the resolution of this appeal.